Products Coverage Library Evals FAQ About Contact us Log In Get access

Regulation (EU) No 600/2014 (MIFIR)

Preamble
Recitals 55
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-2) 2
Title II - TRANSPARENCY FOR TRADING VENUES (Article 3-13) 11
Title III - TRANSPARENCY FOR SYSTEMATIC INTERNALISERS AND INVESTMENT FIRMS TRADING OTC (Article 14-23) 10
Title IV - TRANSACTION REPORTING (Article 24-27) 4
Title V - DERIVATIVES (Article 28-34) 7
Title VI - NON-DISCRIMINATORY CLEARING ACCESS FOR FINANCIAL INSTRUMENTS (Article 35-38) 4
Title VII - SUPERVISORY MEASURES ON PRODUCT INTERVENTION AND POSITIONS (Article 39-45) 7
Title VIII - PROVISION OF SERVICES AND PERFORMANCE OF ACTIVITIES BY THIRD-COUNTRY FIRMS FOLLOWING AN EQUIVALENCE DECISION WITH OR WITHOUT A BRANCH (Article 46-49) 4
Title IX - DELEGATED AND IMPLEMENTING ACTS (Article 50-51) 2
Title X - FINAL PROVISIONS (Article 52-55) 4
Amending acts 9

investment firm

Defined in Article 2, Regulation (EU) No 600/2014 (MIFIR)

Uses as of 01/07/2016

Definitions over time (1)

02/07/2014 – today applies on 01/07/2016 Article 2, Regulation (EU) No 600/2014 (MIFIR) Scope: Whole act

For the purposes of this Regulation, the following definitions apply:

‘investment firm’ means an investment firm as defined in Article 4(1)(1) of Directive 2014/65/EU;

Used in (126 places in 47 provisions on 01/07/2016)

Regulation (EU) No 600/2014 (MIFIR) (126 in 47)

Recital 3 · Recital 5² · Recital 7² · Recital 8³ · Recital 9⁹ · Recital 11⁵ · Recital 18 · Recital 19⁴ · Recital 20 · Recital 29 · Recital 32² · Recital 34 · Recital 41 · Recital 43² · Recital 44 · Recital 51 · Article 1² · Article 2² · Article 3⁴ · Article 4 · Article 6⁴ · Article 7⁶ · Article 8⁶ · Article 9 · Article 10⁴ · Article 11⁶ · Article 12 · Article 13 · Article 14² · Article 16² · Article 17² · Article 18 · Article 19 · Article 20² · Article 21³ · Article 22 · Article 23² · Article 24 · Article 25 · Article 26²⁴ · Article 27 · Article 29 · Article 31³ · Article 35 · Article 36 · Article 47 · Article 52