investment advice of an ongoing nature

Definitions over time (2)

09/01/2024 – today applies on 12/11/2026 Article 4, IFR Regulation Scope: Whole act

For the purposes of this Regulation, the following definitions apply:

‘investment advice of an ongoing nature’ means the recurring provision of investment advice as well as the continuous or periodic assessment and monitoring or review of a client portfolio of financial instruments, including of the investments undertaken by the client on the basis of a contractual arrangement;
05/12/2019 – 25/12/2019 Article 4, IFR Regulation Scope: Whole act

For the purposes of this Regulation, the following definitions apply:

‘investment advice of an ongoing nature’ means the recurring provision of investment advice as well as the continuous or periodic assessment and monitoring or review of a client portfolio of financial instruments, including of the investments undertaken by the client on the basis of a contractual arrangement;

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