equity securities

Defined in Article 2, Directive 2003/71/EC

Uses as of 16/08/2012

Definitions over time (1)

  1. 20/03/2008 – 21/07/2019 applies on 16/08/2012 Article 2, Directive 2003/71/EC Scope: Whole act

    For the purposes of this Directive, the following definitions shall apply:

    ‘equity securities’ means shares and other transferable securities equivalent to shares in companies, as well as any other type of transferable securities giving the right to acquire any of the aforementioned securities as a consequence of their being converted or the rights conferred by them being exercised, provided that securities of the latter type are issued by the issuer of the underlying shares or by an entity belonging to the group of the said issuer;

Used in (32 places in 13 provisions on 16/08/2012)

Directive 2003/71/EC (32 in 13)

Recital 11 · Recital 122 · Recital 13 · Recital 27 · Article 13 · Article 28 · Article 53 · Article 77 · Article 9 · Article 19 · Annex I2 · Annex III · Annex IV

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