investment firms
Defined in Article 3, Commission Delegated Regulation (EU) 2015/63
Uses as of 01/01/2015
Definitions over time (1)
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01/01/2015 – 17/01/2015 applies on 01/01/2015 Article 3, Commission Delegated Regulation (EU) 2015/63 Scope: Whole act
For the purposes of this Regulation, the definitions contained in Directive 2014/49/EU of the European Parliament and of the Council (^{7}) and Directive 2014/59/EU shall apply. For the purpose of this Regulation, the following definitions shall also apply:
‘investment firms’ means investment firms as defined in point (3) of Article 2(1) of Directive 2014/59/EU, excluding investment firms which fall within the definition of Article 96(1)(a) or (b) of Regulation (EU) No 575/2013 or investment firms which carry out activity 8 of Annex I Section A of Directive 2004/39/EC of the European Parliament and of the Council (^{8}) but which do not carry out activities 3 or 6 of Annex I Section A of that Directive;
Other definitions of this term in this act (1)
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