investment firms
Defined in Article 3, Directive 2006/49/EC
Uses as of 20/07/2006
Definitions over time (1)
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1. For the purposes of this Directive the following definitions shall apply:
‘investment firms’ means institutions as defined in Article 4(1)(1) of Directive 2004/39/EC, which are subject to the requirements imposed by that Directive, excluding:(i)credit institutions;(ii)local firms as defined in point (p); and(iii)firms which are only authorised to provide the service of investment advice and/or receive and transmit orders from investors without holding money or securities belonging to their clients and which for that reason may not at any time place themselves in debt with those clients;
Other definitions of this term in this act (1)
Each has its own scope, dates and uses. Open one to see when it applies.
Used in (131 places in 42 provisions on 20/07/2006)
Directive 2006/49/EC (131 in 42)
Recital 1 · Recital 22 · Recital 3 · Recital 42 · Recital 5 · Recital 6 · Recital 72 · Recital 112 · Recital 12 · Recital 282 · Preamble · Article 13 · Article 210 · Article 317 · Article 52 · Article 9 · Article 106 · Article 133 · Article 142 · Article 15 · Article 162 · Article 207 · Article 21 · Article 2212 · Article 233 · Article 245 · Article 256 · Article 26 · Article 30 · Article 34 · Article 353 · Article 373 · Article 38 · Article 39 · Article 40 · Article 41 · Article 43 · Article 44 · Article 459 · Article 464 · Article 483 · Annex VIII3