intermediary
Defined in Article 2, Directive 2007/36/EC
Definitions over time (2)
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For the purposes of this Directive the following definitions shall apply:
‘intermediary’ means a person, such as an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU, a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council (^{6}) and a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No 909/2014 of the European Parliament and of the Council (^{7}), which provides services of safekeeping of shares, administration of shares or maintenance of securities accounts on behalf of shareholders or other persons;
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09/06/2017 – 12/08/2022 Article 2, Directive 2007/36/EC Scope: Whole act
For the purposes of this Directive the following definitions shall apply:
‘intermediary’ means a person, such as an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU, a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council (^{5}) and a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No 909/2014 of the European Parliament and of the Council (^{6}), which provides services of safekeeping of shares, administration of shares or maintenance of securities accounts on behalf of shareholders or other persons;
Used in (43 places in 9 provisions on 10/11/2026)
Directive 2007/36/EC (43 in 9)
Recital 114 · Article 12 · Article 2 · Article 3a14 · Article 3b7 · Article 3c8 · Article 3d4 · Article 3e · Article 3f2