Union parent investment firm

Definitions over time (2)

09/01/2024 – today applies on 12/11/2026 Article 4, IFR Regulation Scope: Whole act

For the purposes of this Regulation, the following definitions apply:

‘Union parent investment firm’ means an investment firm in a Member State which is part of an investment firm group and which has an investment firm or a financial institution as a subsidiary or which holds a participation in such an investment firm or financial institution, and which is not itself a subsidiary of another investment firm authorised in any Member State, or of an investment holding company or mixed financial holding company set up in any Member State;
05/12/2019 – 25/12/2019 Article 4, IFR Regulation Scope: Whole act

For the purposes of this Regulation, the following definitions apply:

‘Union parent investment firm’ means an investment firm in a Member State which is part of an investment firm group and which has an investment firm or a financial institution as a subsidiary or which holds a participation in such an investment firm or financial institution, and which is not itself a subsidiary of another investment firm authorised in any Member State, or of an investment holding company or mixed financial holding company set up in any Member State;

Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.