qualified investors
Defined in Article 2, Prospectus Regulation
Definitions over time (1)
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For the purposes of this Regulation, the following definitions apply:
‘qualified investors’ means persons or entities that are listed in points (1) to (4) of Section I of Annex II to Directive 2014/65/EU, and persons or entities who are, on request, treated as professional clients in accordance with Section II of that Annex, or recognised as eligible counterparties in accordance with Article 30 of Directive 2014/65/EU unless they have entered into an agreement to be treated as non-professional clients in accordance with the fourth paragraph of Section I of that Annex. For the purposes of applying the first sentence of this point, investment firms and credit institutions shall, upon request from the issuer, communicate the classification of their clients to the issuer subject to compliance with the relevant laws on data protection;
Earlier definition records in this act (2)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 2(e) Historical · definitions end 31/12/2019
- Article 2(e) Historical · definitions end 04/12/2024
Used in (22 places in 12 provisions on 12/11/2026)
Prospectus Regulation (22 in 12)
Recital 15 · Recital 203 · Recital 216 · Recital 25 · Recital 27 · Article 12 · Article 2 · Article 53 · Article 6 · Article 7 · Article 13 · Article 27