investment firm
Defined in Article 4, Capital Requirements Regulation (CRR)
Uses as of 09/09/2016
Definitions over time (1)
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19/07/2016 – 25/12/2019 applies on 09/09/2016 Article 4, Capital Requirements Regulation (CRR) Scope: Whole act
For the purposes of this Regulation, the following definitions shall apply:
‘investment firm’ means a person as defined in point (1) of Article 4(1) of Directive 2004/39/EC, which is subject to the requirements imposed by that Directive, excluding the following:
Other definitions of this term in this act (1)
Each has its own scope, dates and uses. Open one to see when it applies.
Used in (84 places in 32 provisions on 09/09/2016)
Capital Requirements Regulation (CRR) (84 in 32)
Recital 2 · Recital 43 · Recital 5 · Recital 802 · Recital 1252 · Preamble · Article 45 · Article 64 · Article 114 · Article 12 · Article 1511 · Article 163 · Article 173 · Article 23 · Article 932 · Article 953 · Article 965 · Article 975 · Article 987 · Article 107 · Article 325 · Article 3882 · Article 395 · Article 4052 · Article 411 · Article 416 · Article 424 · Article 456 · Article 4933 · Article 4983 · Article 5082 · Article 520