investment services and activities

Definitions over time (1)

02/07/2014 – 17/09/2014 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act

1. For the purposes of this Directive, the following definitions apply:

‘investment services and activities’ means any of the services and activities listed in Section A of Annex I relating to any of the instruments listed in Section C of Annex I. The Commission shall adopt delegated acts in accordance with Article 89 measures specifying: the derivative contracts referred to in Section C.6 of Annex I that have the characteristics of wholesale energy products that must be physically settled and C.6 energy derivative contracts; the derivative contracts referred to in Section C.7 of Annex I that have the characteristics of other derivative financial instruments; the derivative contracts referred to in Section C.10 of Annex I that have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, an MTF or an OTF;

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No text uses this concept on 11/11/2026.