third-country firm
Defined in Article 4, Directive 2014/65/EU (MIFID II)
Definitions over time (2)
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31/12/2019 – today applies on 12/11/2026 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘third-country firm’ means a firm that would be a credit institution providing investment services or performing investment activities or an investment firm if its head office or registered office were located within the Union;
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17/09/2014 – 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘third-country firm’ means a firm that would be a credit institution providing investment services or performing investment activities or an investment firm if its head office or registered office were located within the Union;
Earlier definition records in this act (2)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 4(1)(57) Historical · definitions end 17/09/2014
- Article 4(1)(57) Historical · definitions end 31/12/2019
Used in (20 places in 12 provisions on 12/11/2026)
Directive 2014/65/EU (MIFID II) (20 in 12)
Recital 71 · Recital 1092 · Recital 1113 · Article 12 · Article 4 · Article 16 · Article 395 · Article 40 · Article 43 · Article 70 · Article 71 · Article 73