supervised entity
Defined in Article 3, Benchmark Regulation (BMR)
Definitions over time (2)
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For the purposes of this Regulation, the following definitions apply:
‘supervised entity’ means any of the following: a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council (^{1}); an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU; an insurance undertaking as defined in point (1) of Article 13 of Directive 2009/138/EC of the European Parliament and of the Council (^{2}); a reinsurance undertaking as defined in point (4) of Article 13 of Directive 2009/138/EC; a UCITS as defined in Article 1(2) of Directive 2009/65/EC or, where applicable, a UCITS management company as defined in point (b) of Article 2(1) of that Directive; an alternative investment fund manager (AIFM) as defined in point (b) of Article 4(1) of Directive 2011/61/EU of the European Parliament and of the Council (^{3}); an institution for occupational retirement provision as defined in point (a) of Article 6 of Directive 2003/41/EC of the European Parliament and of the Council (^{4}); a creditor as defined in point (b) of Article 3 of Directive 2008/48/EC for the purposes of credit agreements as defined in point (c) of Article 3 of that Directive; a non-credit institution as defined in point (10) of Article 4 of Directive 2014/17/EU for the purposes of credit agreements as defined in point (3) of Article 4 of that Directive; a market operator as defined in point (18) of Article 4(1) of Directive 2014/65/EU; a CCP as defined in point (1) of Article 2 of Regulation (EU) No 648/2012 of the European Parliament and of the Council (^{5}); a trade repository as defined in point (2) of Article 2 of Regulation (EU) No 648/2012; an administrator authorised or registered pursuant to Article 34;
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10/12/2019 – 01/01/2026 Article 3, Benchmark Regulation (BMR) Scope: Whole act
For the purposes of this Regulation, the following definitions apply:
‘supervised entity’ means any of the following: a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council (^{1}); an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU; an insurance undertaking as defined in point (1) of Article 13 of Directive 2009/138/EC of the European Parliament and of the Council (^{2}); a reinsurance undertaking as defined in point (4) of Article 13 of Directive 2009/138/EC; a UCITS as defined in Article 1(2) of Directive 2009/65/EC or, where applicable, a UCITS management company as defined in point (b) of Article 2(1) of that Directive; an alternative investment fund manager (AIFM) as defined in point (b) of Article 4(1) of Directive 2011/61/EU of the European Parliament and of the Council (^{3}); an institution for occupational retirement provision as defined in point (a) of Article 6 of Directive 2003/41/EC of the European Parliament and of the Council (^{4}); a creditor as defined in point (b) of Article 3 of Directive 2008/48/EC for the purposes of credit agreements as defined in point (c) of Article 3 of that Directive; a non-credit institution as defined in point (10) of Article 4 of Directive 2014/17/EU for the purposes of credit agreements as defined in point (3) of Article 4 of that Directive; a market operator as defined in point (18) of Article 4(1) of Directive 2014/65/EU; a CCP as defined in point (1) of Article 2 of Regulation (EU) No 648/2012 of the European Parliament and of the Council (^{5}); a trade repository as defined in point (2) of Article 2 of Regulation (EU) No 648/2012; an administrator;
Earlier definition records in this act (1)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 3(1)(17) Historical · definitions end 10/12/2019
Used in (51 places in 21 provisions on 12/11/2026)
Benchmark Regulation (BMR) (51 in 21)
Recital 34 · Recital 392 · Recital 442 · Recital 462 · Recital 48 · Recital 522 · Recital 64 · Article 22 · Article 35 · Article 238 · Article 282 · Article 295 · Article 30 · Article 332 · Article 344 · Article 35 · Article 412 · Article 422 · Article 46 · Article 513 · Article 542