Preamble
Recitals 95
Chapter I - GENERAL PROVISIONS (Article 1-5) 5
Chapter II - AUTHORISATION OF AIFMs (Article 6-11) 6
Chapter III - OPERATING CONDITIONS FOR AIFMs (Article 12-21) 10
Chapter IV - TRANSPARENCY REQUIREMENTS (Article 22-24) 3
Chapter V - AIFMs MANAGING SPECIFIC TYPES OF AIF (Article 25-30) 6
Chapter VI - RIGHTS OF EU AIFMs TO MARKET AND MANAGE EU AIFs IN THE UNION (Article 31-33) 3
Chapter VII - SPECIFIC RULES IN RELATION TO THIRD COUNTRIES (Article 34-42) 9
Chapter VIII - MARKETING TO RETAIL INVESTORS (Article 43) 1
Chapter IX - COMPETENT AUTHORITIES (Article 44-55) 12
Chapter X - TRANSITIONAL AND FINAL PROVISIONS (Article 56-71) 16
Annexes 4
- Annex I
- Annex II
- Annex III
- Annex IV
Amending acts 9

retail investor

Uses as of 09/10/2012

Definitions over time (1)

21/07/2011 – 20/06/2013 applies on 09/10/2012 Article 4, Alternative Investment Fund Managers Directive (AIFMD) Scope: Whole act

1. For the purpose of this Directive, the following definitions shall apply:

(aj) ‘retail investor’ means an investor who is not a professional investor;

Each has its own scope, dates and uses. Open one to see when it applies.