client
Defined in Article 4, Directive 2014/65/EU (MIFID II)
Definitions over time (2)
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31/12/2019 – today applies on 10/11/2026 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘client’ means any natural or legal person to whom an investment firm provides investment or ancillary services;
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17/09/2014 – 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘client’ means any natural or legal person to whom an investment firm provides investment or ancillary services;
Earlier definition records in this act (2)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 4(1)(9) Historical · definitions end 17/09/2014
- Article 4(1)(9) Historical · definitions end 31/12/2019
Used in (510 places in 84 provisions on 10/11/2026)
Directive 2014/65/EU (MIFID II) (510 in 84)
Recital 5 · Recital 14 · Recital 172 · Recital 18 · Recital 20 · Recital 23 · Recital 243 · Recital 25 · Recital 40 · Recital 422 · Recital 452 · Recital 50 · Recital 524 · Recital 54 · Recital 565 · Recital 5713 · Recital 58 · Recital 61 · Recital 622 · Recital 663 · Recital 70 · Recital 717 · Recital 723 · Recital 732 · Recital 748 · Recital 757 · Recital 76 · Recital 772 · Recital 782 · Recital 792 · Recital 805 · Recital 816 · Recital 824 · Recital 835 · Recital 844 · Recital 858 · Recital 862 · Recital 87 · Recital 913 · Recital 936 · Recital 94 · Recital 95 · Recital 96 · Recital 975 · Recital 983 · Recital 103 · Recital 1046 · Recital 105 · Recital 1093 · Recital 1113 · Recital 117 · Recital 151 · Recital 1552 · Recital 157 · Article 1 · Article 23 · Article 311 · Article 424 · Article 98 · Article 1634 · Article 175 · Article 193 · Article 209 · Article 239 · Article 2478 · Article 2550 · Article 266 · Article 2726 · Article 2811 · Article 298 · Article 29a4 · Article 303 · Article 36 · Article 392 · Article 412 · Article 427 · Article 47 · Article 48 · Article 532 · Article 5810 · Article 70 · Article 90 · Annex I2 · Annex II31