Preamble
Recitals 46
Chapter I - GENERAL PROVISIONS (Article 1-4) 4
Chapter II - TRANSPARENCY OF NET SHORT POSITIONS (Article 5-11a) 8
Chapter III - UNCOVERED SHORT SALES (Article 12-15) 4
Chapter IV - EXEMPTIONS (Article 16-17) 2
Chapter V - POWERS OF INTERVENTION OF COMPETENT AUTHORITIES AND OF ESMA (Article 18-31) 14
Chapter VI - ROLE OF COMPETENT AUTHORITIES (Article 32-41) 10
Chapter VII - DELEGATED ACTS (Article 42-43) 2
Chapter VIII - IMPLEMENTING ACTS (Article 44) 1
Chapter IX - TRANSITIONAL AND FINAL PROVISIONS (Article 45-48) 4
Amending acts 4

financial instrument

Definitions over time (1)

17/09/2014 – today applies on 12/11/2026 Article 2, Short Selling Regulation Scope: Whole act

For the purpose of this Regulation, the following definitions apply:

‘financial instrument’ means an instrument listed in Section C of Annex I to Directive 2004/39/EC;

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