client
Defined in Article 4, Directive 2014/65/EU (MIFID II)
Uses as of 01/07/2016
Definitions over time (1)
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01/07/2016 – 31/12/2019 applies on 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘client’ means any natural or legal person to whom an investment firm provides investment or ancillary services;
Other definitions of this term in this act (1)
Each has its own scope, dates and uses. Open one to see when it applies.
Earlier definition records in this act (1)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 4(1)(9) Historical · definitions end 17/09/2014
Used in (482 places in 85 provisions on 01/07/2016)
Directive 2014/65/EU (MIFID II) (482 in 85)
Recital 5 · Recital 14 · Recital 172 · Recital 18 · Recital 20 · Recital 23 · Recital 243 · Recital 25 · Recital 40 · Recital 422 · Recital 452 · Recital 50 · Recital 524 · Recital 54 · Recital 565 · Recital 5713 · Recital 58 · Recital 61 · Recital 622 · Recital 663 · Recital 70 · Recital 717 · Recital 723 · Recital 732 · Recital 748 · Recital 757 · Recital 76 · Recital 772 · Recital 782 · Recital 792 · Recital 805 · Recital 816 · Recital 824 · Recital 835 · Recital 844 · Recital 858 · Recital 862 · Recital 87 · Recital 913 · Recital 936 · Recital 94 · Recital 95 · Recital 96 · Recital 975 · Recital 983 · Recital 103 · Recital 1046 · Recital 105 · Recital 1093 · Recital 1113 · Recital 117 · Recital 151 · Recital 1552 · Recital 157 · Article 12 · Article 23 · Article 311 · Article 425 · Article 98 · Article 1634 · Article 175 · Article 193 · Article 209 · Article 239 · Article 2453 · Article 2548 · Article 266 · Article 2728 · Article 2811 · Article 298 · Article 303 · Article 36 · Article 392 · Article 424 · Article 47 · Article 48 · Article 532 · Article 5810 · Article 632 · Article 64 · Article 66 · Article 70 · Article 90 · Annex I2 · Annex II31