Article 1 - Subject matter

Article 1

Subject matter

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This Directive lays down rules for supplementary supervision of regulated entities which have obtained an authorisation in accordance with Article 6 of Directive 73/239/EEC, Article 4 of Directive 2002/83/EC ¹, Article 5 of Directive 2004/39/EC ², Article 3 of Directive 2005/68/EC ³, Article 6 of Directive 2006/48/EC ⁴, Article 5 of Directive 2009/65/EC ⁵, Article 14 of Directive 2009/138/EC ⁶ or Articles 6 to 11 of Directive 2011/61/EU ⁷, and which are part of a financial conglomerate.

This Directive also amends the relevant sectoral rules which apply to entities regulated by those Directives.

7 Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers (OJ L 174, 1.7.2011, p. 1). ↩
6 Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1). ↩
1 Directive 2002/83/EC of the European Parliament and of the Council of 5 November 2002 concerning life insurance (OJ L 345, 19.12.2002, p. 1). ↩
2 Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (OJ L 145, 30.4.2004, p. 1). ↩
4 Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and pursuit of the business of credit institutions (OJ L 177, 30.6.2006, p. 1). ↩
3 Directive 2005/68/EC of the European Parliament and of the Council of 16 November 2005 on reinsurance (OJ L 323, 9.12.2005, p. 1). ↩
5 Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32). ↩

Metadata

✓ In force

↻ Amendments (2)

1 of the 3 later versions carry the same text as the version before (re-issued on a consolidation date); they are listed but not counted.

01/01/2014 current by Directive 2006/48/EC (CRD) by Solvency II Directive
09/12/2011 by Directive 2011/89/EU
13/04/2005 no text change by Directive 2005/1/EC
11/02/2003 first version in the database