◷
New version applies from 17/07/2013 — introduced by Capital Requirements Directive.
22 provisions change.
Later versions: 01/01/2014, 26/06/2021, 09/01/2024, 30/01/2027.
Directive 2002/87/EC
04/01/2011 → 09/12/2011: 5 inserted · 0 removed · 46 amended · 0 moved · 2 renamed · 15 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
- amended Recital 1
- amended Recital 2
- amended Recital 3
- amended Recital 4
- amended Recital 5
- amended Recital 6
- amended Recital 7
- amended Recital 8
- amended Recital 9
- amended Recital 10
- amended Recital 11
- amended Recital 12
- amended Recital 13
- amended Recital 14
- amended Recital 15
- amended Recital 16
- amended Recital 17
- amended Recital 18
- amended Recital 19
- amended Recital 20
- amended Recital 21
Chapter I - OBJECTIVE AND DEFINITIONS
- amendedrenamed Article 1 - Subject matter Chapter I was “Article 1 - Objective”
- amended Article 2 - Definitions Chapter I
- amended Article 3 - Thresholds for identifying a financial conglomerate Chapter I
- amended Article 4 - Identifying a financial conglomerate Chapter I
Chapter II - SUPPLEMENTARY SUPERVISION
- amended Article 5 - Scope of supplementary supervision of regulated entities referred to in Article 1 Chapter II › Section 1
- amended Article 6 - Capital adequacy Chapter II › Section 2
- amended Article 7 - Risk concentration Chapter II › Section 2
- amended Article 8 - Intra-group transactions Chapter II › Section 2
- amended Article 9 - Internal control mechanisms and risk management processes Chapter II › Section 2
- inserted Article 9b - Stress testing Chapter II › Section 3
- amended Article 10 - Competent authority responsible for exercising supplementary supervision (the coordinator) Chapter II › Section 3
- amended Article 11 - Tasks of the coordinator Chapter II › Section 3
- amended Article 12 - Cooperation and exchange of information between competent authorities Chapter II › Section 3
- amended Article 12a - Cooperation and exchange of information with the Joint Committee Chapter II › Section 3
- inserted Article 12b - Common guidelines Chapter II › Section 3
- amendedrenamed Article 18 - Parent undertakings in a third country Chapter II › Section 4 was “Article 18 - Parent undertakings outside the Community”
- amended Article 19 - Cooperation with third-country competent authorities Chapter II › Section 4
Chapter II · 6 unchanged
Article 9a · Article 13 · Article 14 · Article 15 · Article 16 · Article 17
Chapter III - DELEGATED ACTS AND IMPLEMENTING MEASURES renamed was “Chapter III - POWERS CONFERRED ON THE COMMISSION AND COMMITTEE PROCEDURE”
- amended Article 20 - Powers conferred on the Commission Chapter III
- amended Article 21 - Committee Chapter III
- amended Article 21a - Technical standards Chapter III
- inserted Article 21b - Common Guidelines Chapter III
- inserted Article 21c - Exercise of the delegation Chapter III
Chapter IV - AMENDMENTS TO EXISTING DIRECTIVES
- amended Article 22 - Amendments to Directive 73/239/EEC Chapter IV
- amended Article 23 - Amendments to Directive 79/267/EEC Chapter IV
- amended Article 26 - Amendments to Directive 93/6/EEC Chapter IV
- amended Article 28 - Amendments to Directive 98/78/EC Chapter IV
- amended Article 29 - Amendments to Directive 2000/12/EC Chapter IV
Chapter IV · 3 unchanged
Chapter V - ASSET MANAGEMENT COMPANIES
- amended Article 30 - Asset management companies Chapter V
- inserted Article 30a - Alternative investment fund managers Chapter V
Chapter VI - TRANSITIONAL AND FINAL PROVISIONS
Chapter VI · 4 unchanged
Annexes
- amended Annex I - CAPITAL ADEQUACY