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New version applies from 03/01/2018 — introduced by Directive 2014/65/EU (MIFID II). 152 provisions change. Article 1 is deleted from 03/01/2018.

Article 1 - Scope

Article 1
Scope

1.This Directive shall apply to investment firms and regulated markets.

2.The following provisions shall also apply to credit institutions authorised under Directive 2000/12/EC, when providing one or more investment services and/or performing investment activities:

Articles 2(2), 11, 13 and 14,

Chapter II of Title II excluding Article 23(2) second subparagraph,

Chapter III of Title II excluding Articles 31(2) to 31(4) and 32(2) to 32(6), 32(8) and 32(9),

Articles 48 to 53, 57, 61 and 62, and

Article 71(1).

Official text · consolidated version 04/01/2011 (no longer in force) Open full page ↗
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