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New version applies from 01/03/2007 — introduced by Commission Regulation (EC) No 211/2007.
47 provisions change.
Later versions: 01/01/2009, 01/01/2012, 01/07/2012, 22/09/2012, 01/07/2013, 28/08/2013, 01/01/2015, 24/03/2016.
Commission Regulation (EC) No 809/2004
Not in force · replaced by Commission Delegated Regulation (EU) 2019/980
20/05/2004 → 08/12/2006: 0 inserted · 0 removed · 87 amended · 36 moved · 29 renamed · 0 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
- amended Preamble
Recitals
- amended Recital 1
- amended Recital 2
- amended Recital 3
- amended Recital 4
- amended Recital 5
- amended Recital 6
- amended Recital 7
- amended Recital 8
- amended Recital 9
- amended Recital 10
- amended Recital 11
- amended Recital 12
- amended Recital 13
- amended Recital 14
- amended Recital 15
- amended Recital 16
- amended Recital 17
- amended Recital 18
- amended Recital 19
- amended Recital 20
- amended Recital 21
- amended Recital 22
- amended Recital 23
- amended Recital 24
- amended Recital 25
- amended Recital 26
- amended Recital 27
- amended Recital 28
- amended Recital 29
- amended Recital 30
- amended Recital 31
- amended Recital 32
- amended Recital 33
- amended Recital 34
- amended Recital 35
- amended Recital 36
- amended Recital 37
- amended Recital 38
- amended Recital 39
Chapter I - SUBJECT MATTER AND DEFINITIONS inserted
- amendedmoved Article 1 - Subject matter Chapter I from top level
- amendedmoved Article 2 - Definitions Chapter I from top level
Chapter II - MINIMUM INFORMATION inserted
- moved Article 3 - Minimum information to be included in a prospectus Chapter II from top level
- amendedmoved Article 4 - Share registration document schedule Chapter II from top level
- amendedmovedrenamed Article 5 - Pro forma financial information building block Chapter II from top level was “Article 5 - Pro-forma financial information building block”
- amendedmoved Article 6 - Share securities note schedule Chapter II from top level
- amendedmovedrenamed Article 7 - Debt and derivative securities registration document schedule for securities with a denomination per unit of less than EUR 50 000 Chapter II from top level was “Article 7”
- amendedmovedrenamed Article 8 - Securities note schedule for debt securities with a denomination per unit of less than EUR 50 000 Chapter II from top level was “Article 8”
- moved Article 9 - Guarantees building block Chapter II from top level
- moved Article 10 - Asset backed securities registration document schedule Chapter II from top level
- moved Article 11 - Asset backed securities building block Chapter II from top level
- amendedmovedrenamed Article 12 - Debt and derivative securities registration document schedule for securities with a denomination per unit of at least EUR 50 000 Chapter II from top level was “Article 12”
- moved Article 13 - Depository receipts schedule Chapter II from top level
- amendedmoved Article 14 - Banks registration document schedule Chapter II from top level
- amendedmoved Article 15 - Securities note schedule for derivative securities Chapter II from top level
- amendedmovedrenamed Article 16 - Securities note schedule for debt securities with a denomination per unit of at least EUR 50 000 Chapter II from top level was “Article 16”
- amendedmoved Article 17 - Additional information building block on the underlying share Chapter II from top level
- amendedmovedrenamed Article 18 - Registration document schedule for collective investment undertakings of the closed-end type Chapter II from top level was “Article 18”
- amendedmovedrenamed Article 19 - Registration document schedule for Member States, third countries and their regional and local authorities Chapter II from top level was “Article 19”
- amendedmovedrenamed Article 20 - Registration document schedule for public international bodies and for issuers of debt securities guaranteed by a member state of the OECD Chapter II from top level was “Article 20”
- amendedmoved Article 21 - Combination of schedules and building blocks Chapter II from top level
- amendedmovedrenamed Article 22 - Minimum information to be included in a base prospectus and its related final terms Chapter II from top level was “Article 22”
- amendedmovedrenamed Article 23 - Adaptations to the minimum information given in prospectuses and base prospectuses Chapter II from top level was “Article 23”
- amendedmoved Article 24 - Content of the summary of prospectus and base prospectus Chapter II from top level
Chapter III - FORMAT OF THE PROSPECTUS, BASE PROSPECTUS AND SUPPLEMENTS inserted
- amendedmoved Article 25 - Format of the prospectus Chapter III from top level
- amendedmoved Article 26 - Format of the base prospectus and its related final terms Chapter III from top level
Chapter IV - INFORMATION AND INCORPORATION BY REFERENCE inserted
- amendedmoved Article 27 - Publication of the document referred to in Article 10(1) of Directive 2003/71/EC Chapter IV from top level
- amendedmoved Article 28 - Arrangements for incorporation by reference Chapter IV from top level
Chapter V - PUBLICATION AND DISSEMINATION OF ADVERTISEMENTS inserted
- amendedmoved Article 29 - Publication in electronic form Chapter V from top level
- amendedmoved Article 30 - Publication in newspapers Chapter V from top level
- amendedmoved Article 31 - Publication of the notice Chapter V from top level
- moved Article 32 - List of approved prospectuses Chapter V from top level
- moved Article 33 - Publication of the final terms of base prospectuses Chapter V from top level
- amendedmoved Article 34 - Dissemination of advertisements Chapter V from top level
Chapter VI - TRANSITIONAL AND FINAL PROVISIONS inserted
- amendedmoved Article 35 - Historical financial information Chapter VI from top level
- moved Article 36 - Entry into force Chapter VI from top level
Annexes
- amendedrenamed Annex I - Minimum Disclosure Requirements for the Share Registration Document (schedule) was “Annex I”
- amendedrenamed Annex II - Pro forma financial information building block was “Annex II”
- amendedrenamed Annex III - Minimum disclosure requirements for the share securities note (schedule) was “Annex III”
- amendedrenamed Annex IV - Minimum disclosure requirements for the debt and derivative securities registration document (schedule) (Debt and derivative securities with a denomination per unit of less than EUR 50 000) was “Annex IV”
- amendedrenamed Annex V - Minimum disclosure requirements for the securities note related to debt securities (schedule) (Debt securities with a denomination per unit of less than EUR 50 000) was “Annex V”
- amendedrenamed Annex VI - Minimum disclosure requirements for guarantees (Additional building block) was “Annex VI”
- amendedrenamed Annex VII - Minimum disclosure requirements for asset-backed securities registration document (schedule) was “Annex VII”
- amendedrenamed Annex VIII - Minimum disclosure requirements for the asset-backed securities additional building block was “Annex VIII”
- amendedrenamed Annex IX - Minimum disclosure requirements for the debt and derivative securities registration document (schedule) (Debt and derivative securities with a denomination per unit of at least EUR 50 000) was “Annex IX”
- amendedrenamed Annex X - Minimum disclosure requirements for the depository receipts issued over shares (schedule) INFORMATION ABOUT THE ISSUER OF THE UNDERLYING SHARES was “Annex X”
- amendedrenamed Annex XI - Minimum Disclosure Requirements for the Banks Registration Document (schedule) was “Annex XI”
- amendedrenamed Annex XII - Minimum Disclosure Requirements for the Securities Note for derivative securities (schedule) was “Annex XII”
- amendedrenamed Annex XIII - Minimum Disclosure Requirements for the Securities Note for debt securities with a denomination per unit of at least EUR 50 000 (Schedule) was “Annex XIII”
- amendedrenamed Annex XIV - Additional information building block on underlying share for some equity securities was “Annex XIV”
- amendedrenamed Annex XV - Minimum disclosure requirements for the registration document for securities issued by collective investment undertakings of the closed-end type (schedule) was “Annex XV”
- amendedrenamed Annex XVI - Minimum disclosure requirements for the registration document for securities issued by Member States, third countries and their regional and local authorities (schedule) was “Annex XVI”
- amendedrenamed Annex XVII - Minimum disclosure requirements for the registration document for securities issued by public international bodies and for debt securities guaranteed by a Member State of the OECD (schedule) was “Annex XVII”
- amendedrenamed Annex XVIII - Table of combinations was “Annex XVIII”
- amendedrenamed Annex XIX - List of specialist issuers was “Annex XIX”