ANNEX I
LIST OF ACTIVITIES SUBJECT TO MUTUAL RECOGNITION
1.
Acceptance of deposits and other repayable funds
2.
Lending including, inter alia: consumer credit, mortgage credit, factoring, with or without recourse, financing of commercial transactions (including forfeiting)
3.
Financial leasing
4.
Money transmission services
5.
Issuing and administering means of payment (e.g. credit cards, travellers' cheques and bankers' drafts)
6.
Guarantees and commitments
7.
(a) | money market instruments (cheques, bills, certificates of deposit, etc.); |
(b) | foreign exchange; |
(c) | financial futures and options; |
(d) | exchange and interest‐rate instruments; or |
(e) | transferable securities. |
8.
Participation in securities issues and the provision of services related to such issues
9.
Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings
10.
Money broking
11.
Portfolio management and advice
12.
Safekeeping and administration of securities
13.
Credit reference services
14.
The services and activities provided for in Sections A and B of Annex I to Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (1), when referring to the financial instruments provided for in Section C of Annex I of that Directive, are subject to mutual recognition according to this Directive.
(1) OJ L 145, 30.4.2004, p. 1. Directive as amended by Directive 2006/31/EC (OJ L 114, 27.4.2006, p. 60).