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Preamble
Recitals 42
Chapter I - Subject matter, scope and definitions (Article 1-3) 3
Chapter II - Initial capital (Article 4-10) 7
Chapter III - Trading book (Article 11) 1
Chapter IV - Own funds (Article 12-17) 6
Chapter V (Article 18-35) 18
- Section 1 - Provisions against risks (Article 18-21) 4
- Section 2 - Application of requirements on a consolidated basis (Article 22-25) 4
- Section 3 - Calculation of consolidated requirements (Article 26-27) 2
- Section 4 - Monitoring and control of large exposures (Article 28-32) 5
- Section 5 - Valuation of positions for reporting purposes (Article 33) 1
- Section 6 - Risk management and capital assessment (Article 34) 1
  - Article 34
- Section 7 - Reporting requirements (Article 35) 1
Chapter VI (Article 36-38) 3
Chapter VII - Disclosure (Article 39) 1
Chapter VIII (Article 40-54) 15
Annexes 9
Amending acts 6

Article 34

Competent authorities shall require that every investment firm, as well as meeting the requirements set out in Article 13 of Directive 2004/39/EC, shall meet the requirements set out in Articles 22 and 123 of Directive 2006/48/EC, subject to the provisions on level of application set out in Articles 68 to 73 of that Directive.

Official text · consolidated version 07/12/2009 (no longer in force) Open full page ↗