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Undertakings for Collective Investment in Transferable Securities Directive (UCITS)

Preamble
Recitals 95
Chapter I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-4) 4
Chapter II - AUTHORISATION OF UCITS (Article 5) 1
Chapter III - OBLIGATIONS REGARDING MANAGEMENT COMPANIES (Article 6-21) 18
Chapter IV - OBLIGATIONS REGARDING THE DEPOSITARY (Article 22-26b) 8
Chapter V - OBLIGATIONS REGARDING INVESTMENT COMPANIES (Article 27-31) 5
Chapter VI - MERGERS OF UCITS (Article 37-48) 12
Chapter VII - OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS (Article 49-57) 10
Chapter VIII - MASTER-FEEDER STRUCTURES (Article 58-67) 10
Chapter IX - OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS (Article 68-82) 15
Chapter X - GENERAL OBLIGATIONS OF UCITS (Article 83-90) 8
Chapter XI - SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED (Article 91-96) 6
Chapter XII - PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION (Article 97-110) 20
Chapter XIII - DELEGATED ACTS AND POWERS OF EXECUTION (Article 111-112a) 3
Chapter XIV - DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS (Article 113-119) 7
Annexes 4
Amending acts 13

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New version applies from 07/01/2020 — introduced by Directive (EU) 2019/2162. 25 provisions change. Later versions: 26/06/2021, 02/08/2021, 01/01/2023, 09/01/2024, 17/01/2025, 16/04/2026. Article 104a changes in this version: compare with the current text.

View as of 07/01/2020 What changes

Article 104a

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Article 104a

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1.Member States shall apply Directive 95/46/EC to the processing of personal data carried out in the Member States pursuant to this Directive.

2.Regulation (EC) No 45/2001 of the European Parliament and of the Council ( 22 ) shall apply to the processing of personal data carried out by ESMA pursuant to this Directive.

Official text · consolidated version 01/01/2019 (no longer in force) Open full page ↗