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Undertakings for Collective Investment in Transferable Securities Directive (UCITS)

Preamble
Recitals 95
Chapter I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-4) 4
Chapter II - AUTHORISATION OF UCITS (Article 5) 1
Chapter III - OBLIGATIONS REGARDING MANAGEMENT COMPANIES (Article 6-21) 16
Chapter IV - OBLIGATIONS REGARDING THE DEPOSITARY (Article 22-26) 5
Chapter V - OBLIGATIONS REGARDING INVESTMENT COMPANIES (Article 27-36) 10
Chapter VI - MERGERS OF UCITS (Article 37-48) 12
Chapter VII - OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS (Article 49-57) 9
Chapter VIII - MASTER-FEEDER STRUCTURES (Article 58-67) 10
Chapter IX - OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS (Article 68-82) 15
Chapter X - GENERAL OBLIGATIONS OF UCITS (Article 83-90) 8
Chapter XI - SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED (Article 91-96) 6
Chapter XII - PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION (Article 97-110) 14
Chapter XIII - EUROPEAN SECURITIES COMMITTEE (Article 111-112) 2
- Article 111
- Article 112
Chapter XIV - DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS (Article 113-119) 7
Annexes 4
- Annex I
- Annex II
- Annex III
- Annex IV
Amending acts 13

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New version applies from 04/01/2011 — introduced by Directive 2010/78/EU. 192 provisions change. Later versions: 21/07/2011, 20/06/2013, 17/09/2014, 01/01/2019, 07/01/2020, 26/06/2021, 02/08/2021, 01/01/2023, 09/01/2024, 17/01/2025, 16/04/2026. Article 112 changes in this version: compare with the current text.

View as of 04/01/2011 What changes

Article 112

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Article 112

1. The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC ¹⁶.

2. Where reference is made to this paragraph, Article 5a(1) to (4) and Article 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.

3. Where reference is made to this paragraph, Articles 5 and 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof. The period laid down in Article 5(6) of Decision 1999/468/EC shall be set at three months.

16 OJ L 191, 13.7.2001, p. 45 . ↩

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