(2)It is appropriate to ensure consistency between the aims of Directive 2002/87/EC, on the one hand, and Council Directives 73/239/EEC 4 and 92/49/EEC 5 and Directives 98/78/EC 6 , 2002/83/EC 7 , 2004/39/EC 8 , 2005/68/EC 9 , 2006/48/EC 10 , 2006/49/EC 11 , 2009/65/EC 12 , 2009/138/EC 13 and 2011/61/EU 14 of the European Parliament and of the Council, on the other, in order to enable appropriate supplementary supervision of insurance and banking groups, including where they are part of a mixed financial holding structure.
Recital 2
- 9 Directive 2005/68/EC of the European Parliament and of the Council of 16 November 2005 on reinsurance ( OJ L 323, 9.12.2005, p. 1 ). ↩
- 5 Council Directive 92/49/EEC of 18 June 1992 on the coordination of laws, regulations and administrative provisions relating to direct insurance other than life assurance (third non-life insurance Directive) ( OJ L 228, 11.8.1992, p. 1 ). ↩
- 10 Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and pursuit of the business of credit institutions ( OJ L 177, 30.6.2006, p. 1 ). ↩
- 12 Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) ( OJ L 302, 17.11.2009, p. 32 ). ↩
- 8 Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments ( OJ L 145, 30.4.2004. p. 1 ). ↩
- 4 First Council Directive 73/239/EEC of 24 July 1973 on the coordination of laws, regulations and administrative provisions relating to the taking-up and pursuit of the business of direct insurance other than life assurance ( OJ L 228, 16.8.1973, p. 3 ). ↩
- 14 Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers ( OJ L 174, 1.7.2011, p. 1 ). ↩
- 13 Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) ( OJ L 335, 17.12.2009, p. 1 ). ↩
- 6 Directive 98/78/EC of the European Parliament and of the Council of 27 October 1998 on the supplementary supervision of insurance and reinsurance undertakings in an insurance or reinsurance group ( OJ L 330, 5.12.1998, p. 1 ). ↩
- 11 Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions ( OJ L 177, 30.6.2006, p. 201 ). ↩
- 7 Directive 2002/83/EC of the European Parliament and of the Council of 5 November 2002 concerning life assurance ( OJ L 345, 19.12.2002, p. 1 ). ↩