◷
New version applies from 31/01/2022 — introduced by Commission Delegated Regulation (EU) 2022/27.
54 provisions change.
Later versions: 09/01/2024, 16/01/2024.
Short Selling Regulation
25/03/2012 → 17/09/2014: 0 inserted · 1 removed · 79 amended · 0 moved · 0 renamed · 15 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
- amended Preamble
Recitals
- amended Recital 1
- amended Recital 2
- amended Recital 3
- amended Recital 4
- amended Recital 5
- amended Recital 6
- amended Recital 7
- amended Recital 8
- amended Recital 9
- amended Recital 10
- amended Recital 11
- amended Recital 12
- amended Recital 13
- amended Recital 14
- amended Recital 15
- amended Recital 16
- amended Recital 17
- amended Recital 18
- amended Recital 19
- amended Recital 20
- amended Recital 21
- amended Recital 22
- amended Recital 23
- amended Recital 24
- amended Recital 25
- amended Recital 26
- amended Recital 27
- amended Recital 28
- amended Recital 29
- amended Recital 30
- amended Recital 31
- amended Recital 32
- amended Recital 33
- amended Recital 34
- amended Recital 35
- amended Recital 36
- amended Recital 37
- amended Recital 38
- amended Recital 39
- amended Recital 40
- amended Recital 41
- amended Recital 42
- amended Recital 43
- amended Recital 44
- amended Recital 45
- amended Recital 46
Chapter I - GENERAL PROVISIONS
- amended Article 1 - Scope Chapter I
- amended Article 2 - Definitions Chapter I
- amended Article 3 - Short and long positions Chapter I
- amended Article 4 - Uncovered position in a sovereign credit default swap Chapter I
Chapter II - TRANSPARENCY OF NET SHORT POSITIONS
- amended Article 5 - Notification to competent authorities of significant net short positions in shares Chapter II
- amended Article 6 - Public disclosure of significant net short positions in shares Chapter II
- amended Article 7 - Notification to competent authorities of significant net short positions in sovereign debt Chapter II
- amended Article 9 - Method of notification and disclosure Chapter II
- amended Article 11 - Information to be provided to ESMA Chapter II
Chapter II · 2 unchanged
Chapter III - UNCOVERED SHORT SALES
- amended Article 12 - Restrictions on uncovered short sales in shares Chapter III
- amended Article 13 - Restrictions on uncovered short sales in sovereign debt Chapter III
- amended Article 14 - Restrictions on uncovered sovereign credit default swaps Chapter III
- removed Article 15 - Buy-in procedures Chapter III
Chapter IV - EXEMPTIONS
Chapter V - POWERS OF INTERVENTION OF COMPETENT AUTHORITIES AND OF ESMA
- amended Article 18 - Notification and disclosure in exceptional circumstances Chapter V › Section 1
- amended Article 19 - Notification by lenders in exceptional circumstances Chapter V › Section 1
- amended Article 20 - Restrictions on short selling and similar transactions in exceptional circumstances Chapter V › Section 1
- amended Article 21 - Restrictions on sovereign credit default swap transactions in exceptional circumstances Chapter V › Section 1
- amended Article 23 - Power to restrict short selling of financial instruments temporarily in the case of a significant fall in price Chapter V › Section 1
- amended Article 25 - Notice of restrictions Chapter V › Section 1
- amended Article 26 - Notification to ESMA and other competent authorities Chapter V › Section 1
- amended Article 27 - Coordination by ESMA Chapter V › Section 2
- amended Article 28 - ESMA intervention powers in exceptional circumstances Chapter V › Section 2
Chapter V · 5 unchanged
Article 22 · Article 24 · Article 29 · Article 30 · Article 31
Chapter VI - ROLE OF COMPETENT AUTHORITIES
- amended Article 33 - Powers of competent authorities Chapter VI
- amended Article 34 - Professional secrecy Chapter VI
- amended Article 37 - Cooperation in case of request for on-site inspections or investigations Chapter VI
- amended Article 38 - Cooperation with third countries Chapter VI
Chapter VI · 6 unchanged
Article 32 · Article 35 · Article 36 · Article 39 · Article 40 · Article 41
Chapter VII - DELEGATED ACTS
- amended Article 42 - Exercise of the delegation Chapter VII
Chapter VII · 1 unchanged
Chapter VIII - IMPLEMENTING ACTS
- amended Article 44 - Committee procedure Chapter VIII
Chapter IX - TRANSITIONAL AND FINAL PROVISIONS
- amended Article 45 - Review and report Chapter IX
- amended Article 46 - Transitional provision Chapter IX
- amended Article 48 - Entry into force Chapter IX