ANNEX I
PART 1
Article 5 and 6
— | Options, |
— | Covered warrants, |
— | Futures, |
— | Index-related instruments, |
— | Contracts for difference, |
— | Shares/units of exchange-traded funds, |
— | Swaps, |
— | Spread bets, |
— | Packaged retail or professional investment products, |
— | Complex derivatives, |
— | Certificates linked to shares, |
— | Global depositary receipts. |
PART 2
Article 7
— | Options, |
— | Futures, |
— | Index-related instruments, |
— | Contracts for difference, |
— | Swaps, |
— | Spread bets, |
— | Complex derivatives, |
— | Certificates linked to sovereign debt. |