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Preamble
Recitals 107
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3) 3
Title II - COMPETENT AUTHORITIES (Article 4-7) 5
Title III - REQUIREMENTS FOR ACCESS TO THE ACTIVITY OF CREDIT INSTITUTIONS (Article 8-27l) 36
Title V - PROVISIONS CONCERNING THE FREEDOM OF ESTABLISHMENT AND THE FREEDOM TO PROVIDE SERVICES (Article 33-46) 14
Title VI - RELATIONS WITH THIRD COUNTRIES (Article 47-48l) 4
Title VII - PRUDENTIAL SUPERVISION (Article 49-142) 104
- Chapter 1 - Principles of prudential supervision (Article 49-72) 26
- Chapter 2 - Review Processes (Article 73-110) 42
- Chapter 3 - Supervision on a consolidated basis (Article 110a-127) 19
  - Section I - Application of this Chapter to investment firm groups (Article 110a) 1
    
    Article 110a - Scope of application to investment firm groups
  - Section I - Principles for conducting supervision on a consolidated basis (Article 111-118) 9
  - Section II - Financial holding companies, mixed financial holding companies and mixed-activity holding companies (Article 119-127) 9
- Chapter 4 - Capital Buffers (Article 128-142) 17
Title VIII - DISCLOSURE BY COMPETENT AUTHORITIES (Article 143-144) 2
Title IX - DELEGATED AND IMPLEMENTING ACTS (Article 145-149) 5
Title X - AMENDMENTS OF DIRECTIVE 2002/87/EC (Article 150) 1
Title XI - TRANSITIONAL AND FINAL PROVISIONS (Article 151-165) 16
Annexes 2
- Annex I - LIST OF ACTIVITIES SUBJECT TO MUTUAL RECOGNITION
- Annex II
Amending acts 12

Article 110a - Scope of application to investment firm groups

Article 110a

Scope of application to investment firm groups

This Chapter applies to investment firm groups, as defined in Article 4(1), point (25), of Regulation (EU) 2019/2033, where at least one investment firm in that group is subject to Regulation (EU) No 575/2013 pursuant to Article 1(2) or (5) of Regulation (EU) 2019/2033.

This Chapter does not apply to investment firm groups where no investment firm in that group is subject to Regulation (EU) No 575/2013 pursuant to Article 1(2) or (5) of Regulation (EU) 2019/2033.

Official text · consolidated version 11/07/2026 (in force) Open full page ↗