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Preamble
Recitals 107
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3) 3
Title II - COMPETENT AUTHORITIES (Article 4-7) 4
Title III - REQUIREMENTS FOR ACCESS TO THE ACTIVITY OF CREDIT INSTITUTIONS (Article 8-27) 20
Title IV - INITIAL CAPITAL OF INVESTMENT FIRMS (Article 28-32) 5
Title V - PROVISIONS CONCERNING THE FREEDOM OF ESTABLISHMENT AND THE FREEDOM TO PROVIDE SERVICES (Article 33-46) 14
Title VI - RELATIONS WITH THIRD COUNTRIES (Article 47-48) 2
Title VII - PRUDENTIAL SUPERVISION (Article 49-142) 95
- Chapter 1 - Principles of prudential supervision (Article 49-72) 25
  - Section I - Competence and duties of home and host Member States (Article 49-52) 4
  - Section II - Exchange of information and professional secrecy (Article 53-62) 11
    
    Article 53 - Professional secrecy
    
    Article 54 - Use of confidential information
    
    Article 54a - ▼B
    
    Article 55 - Cooperation agreements
    
    Article 56 - Exchange of information between authorities
    
    Article 57 - Exchange of information with oversight bodies
    
    Article 58 - Transmission of information concerning monetary, deposit protection, systemic and payment aspects
    
    Article 59 - Transmission of information to other entities
    
    Article 60 - Disclosure of information obtained by on-the-spot checks and inspections
    
    Article 61 - Disclosure of information concerning clearing and settlement services
    
    Article 62 - Processing of personal data
  - Section III - Duty of persons responsible for the legal control of annual and consolidated accounts (Article 63) 1
  - Section IV - Supervisory powers, powers to impose penalties and right of appeal (Article 64-72) 9
- Chapter 2 - Review Processes (Article 73-110) 38
- Chapter 3 - Supervision on a consolidated basis (Article 111-127) 17
- Chapter 4 - Capital Buffers (Article 128-142) 15
Title VIII - DISCLOSURE BY COMPETENT AUTHORITIES (Article 143-144) 2
Title IX - DELEGATED AND IMPLEMENTING ACTS (Article 145-149) 5
Title X - AMENDMENTS OF DIRECTIVE 2002/87/EC (Article 150) 1
Title XI - TRANSITIONAL AND FINAL PROVISIONS (Article 151-165) 15
Annexes 2
- Annex I - LIST OF ACTIVITIES SUBJECT TO MUTUAL RECOGNITION
- Annex II
Amending acts 12

Article 54a - ▼B

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Article 54a

▼B

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Articles 53 and 54 shall be without prejudice to the powers of investigation conferred on the European Parliament pursuant to Article 226 TFEU.

Official text · consolidated version 20/03/2014 (no longer in force) Open full page ↗

Metadata

✓ In force

↻ Amendments (0)

1 of the 1 later versions carry the same text as the version before (re-issued on a consolidation date); they are listed but not counted.

01/01/2022 current no text change
20/03/2014 first version in the database