Capital Requirements Directive
09/07/2018 → 29/12/2020: 8 inserted · 2 removed · 61 amended · 0 moved · 2 renamed · 213 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 107 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35 · Recital 36 · Recital 37 · Recital 38 · Recital 39 · Recital 40 · Recital 41 · Recital 42 · Recital 43 · Recital 44 · Recital 45 · Recital 46 · Recital 47 · Recital 48 · Recital 49 · Recital 50 · Recital 51 · Recital 52 · Recital 53 · Recital 54 · Recital 55 · Recital 56 · Recital 57 · Recital 58 · Recital 59 · Recital 60 · Recital 61 · Recital 62 · Recital 63 · Recital 64 · Recital 65 · Recital 66 · Recital 67 · Recital 68 · Recital 69 · Recital 70 · Recital 71 · Recital 72 · Recital 73 · Recital 74 · Recital 75 · Recital 76 · Recital 77 · Recital 78 · Recital 79 · Recital 80 · Recital 81 · Recital 82 · Recital 83 · Recital 84 · Recital 85 · Recital 86 · Recital 87 · Recital 88 · Recital 89 · Recital 90 · Recital 91 · Recital 92 · Recital 93 · Recital 94 · Recital 95 · Recital 96 · Recital 97 · Recital 98 · Recital 99 · Recital 100 · Recital 101 · Recital 102 · Recital 103 · Recital 104 · Recital 105 · Recital 106 · Recital 107
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS
- amended Article 2 - Scope Title I
- amended Article 3 - Definitions Title I
Title I · 1 unchanged
Title II - COMPETENT AUTHORITIES
- amended Article 4 - Designation and powers of the competent authorities Title II
Title III - REQUIREMENTS FOR ACCESS TO THE ACTIVITY OF CREDIT INSTITUTIONS
- amended Article 8 - Authorisation Title III › Chapter 1
- amended Article 9 - Prohibition against persons or undertakings other than credit institutions from carrying out the business of taking deposits or other repayable funds from the public Title III › Chapter 1
- amendedrenamed Article 10 - Programme of operations, structural organisation and governance arrangements Title III › Chapter 1 was “Article 10 - Programme of operations and structural organisation”
- amended Article 14 - Shareholders and members Title III › Chapter 1
- amended Article 18 - Withdrawal of authorisation Title III › Chapter 1
- inserted Article 21a - Approval of financial holding companies and mixed financial holding companies Title III › Chapter 1
- inserted Article 21b - Intermediate EU parent undertaking Title III › Chapter 1
- amended Article 22 - Notification and assessment of proposed acquisitions Title III › Chapter 2
- amended Article 23 - Assessment criteria Title III › Chapter 2
Title III · 13 unchanged
Article 11 · Article 12 · Article 13 · Article 15 · Article 16 · Article 17 · Article 19 · Article 20 · Article 21 · Article 24 · Article 25 · Article 26 · Article 27
Title IV - INITIAL CAPITAL OF INVESTMENT FIRMS
- amended Article 29 - Initial capital of particular types of investment firms Title IV
- amended Article 31 - Coverage for firms not authorised to hold client money or securities Title IV
Title IV · 3 unchanged
Title V - PROVISIONS CONCERNING THE FREEDOM OF ESTABLISHMENT AND THE FREEDOM TO PROVIDE SERVICES
Title V · 14 unchanged
Article 33 · Article 34 · Article 35 · Article 36 · Article 37 · Article 38 · Article 39 · Article 40 · Article 41 · Article 42 · Article 43 · Article 44 · Article 45 · Article 46
Title VI - RELATIONS WITH THIRD COUNTRIES
- amended Article 47 - Notification in relation to third-country branches and conditions of access for credit institutions with such branches Title VI
Title VI · 1 unchanged
Title VII - PRUDENTIAL SUPERVISION
- amended Article 53 - Professional secrecy Title VII › Chapter 1 › Section II
- amended Article 56 - Exchange of information between authorities Title VII › Chapter 1 › Section II
- amended Article 57 - Exchange of information with oversight bodies Title VII › Chapter 1 › Section II
- amended Article 58 - Transmission of information concerning monetary, deposit protection, systemic and payment aspects Title VII › Chapter 1 › Section II
- inserted Article 58a - Transmission of information to international bodies Title VII › Chapter 1 › Section II
- amended Article 63 - Duty of persons responsible for the legal control of annual and consolidated accounts Title VII › Chapter 1 › Section III
- amended Article 64 - Supervisory powers and powers to impose penalties Title VII › Chapter 1 › Section IV
- amended Article 66 - Administrative penalties and other administrative measures for breaches of authorisation requirements and requirements for acquisitions of qualifying holdings Title VII › Chapter 1 › Section IV
- amended Article 67 - Other provisions Title VII › Chapter 1 › Section IV
- amended Article 74 - Internal governance and recovery and resolution plans Title VII › Chapter 2 › Section II › Subsection 1
- amended Article 75 - Oversight of remuneration policies Title VII › Chapter 2 › Section II › Subsection 1
- amended Article 76 - Treatment of risks Title VII › Chapter 2 › Section II › Subsection 2
- amended Article 85 - Operational risk Title VII › Chapter 2 › Section II › Subsection 2
- amended Article 88 - Governance arrangements Title VII › Chapter 2 › Section II › Subsection 3
- amended Article 89 - Country-by-country reporting Title VII › Chapter 2 › Section II › Subsection 3
- amended Article 91 - Management body Title VII › Chapter 2 › Section II › Subsection 3
- amended Article 92 - Remuneration policies Title VII › Chapter 2 › Section II › Subsection 3
- amended Article 94 - Variable elements of remuneration Title VII › Chapter 2 › Section II › Subsection 3
- amended Article 97 - Supervisory review and evaluation Title VII › Chapter 2 › Section III
- amended Article 98 - Technical criteria for the supervisory review and evaluation Title VII › Chapter 2 › Section III
- amended Article 99 - Supervisory examination programme Title VII › Chapter 2 › Section III
- removed Article 103 - Application of supervisory measures to institutions with similar risk profiles Title VII › Chapter 2 › Section IV
- amended Article 104 - Supervisory powers Title VII › Chapter 2 › Section IV
- inserted Article 104a - Additional own funds requirement Title VII › Chapter 2 › Section IV
- inserted Article 104b - Guidance on additional own funds Title VII › Chapter 2 › Section IV
- inserted Article 104c - Cooperation with resolution authorities Title VII › Chapter 2 › Section IV
- amended Article 105 - Specific liquidity requirements Title VII › Chapter 2 › Section IV
- amended Article 108 - Internal capital adequacy assessment process Title VII › Chapter 2 › Section V
- amended Article 109 - Institutions' arrangements, processes and mechanisms Title VII › Chapter 2 › Section V
- amended Article 111 - Determination of the consolidating supervisor Title VII › Chapter 3 › Section I
- amended Article 113 - Joint decisions on institution-specific prudential requirements Title VII › Chapter 3 › Section I
- amended Article 115 - Coordination and cooperation arrangements Title VII › Chapter 3 › Section I
- amended Article 116 - Colleges of supervisors Title VII › Chapter 3 › Section I
- amended Article 117 - Cooperation obligations Title VII › Chapter 3 › Section I
- amended Article 119 - Inclusion of holding companies in consolidated supervision Title VII › Chapter 3 › Section II
- amended Article 120 - Supervision of mixed financial holding companies Title VII › Chapter 3 › Section II
- amended Article 125 - Cooperation Title VII › Chapter 3 › Section II
- amended Article 128 - Definitions Title VII › Chapter 4 › Section I
- amended Article 129 - Requirement to maintain a capital conservation buffer Title VII › Chapter 4 › Section I
- amended Article 130 - Requirement to maintain an institution-specific countercyclical capital buffer Title VII › Chapter 4 › Section I
- amended Article 131 - Global and other systemically important institutions Title VII › Chapter 4 › Section I
- removed Article 132 - Reporting Title VII › Chapter 4 › Section I
- amended Article 133 - Requirement to maintain a systemic risk buffer Title VII › Chapter 4 › Section I
- amended Article 134 - Recognition of a systemic risk buffer rate Title VII › Chapter 4 › Section I
- amended Article 136 - Setting countercyclical buffer rates Title VII › Chapter 4 › Section II
- amended Article 141 - Restrictions on distributions Title VII › Chapter 4 › Section III
- inserted Article 141a - Failure to meet the combined buffer requirement Title VII › Chapter 4 › Section III
- amended Article 142 - Capital Conservation Plan Title VII › Chapter 4 › Section III
Title VII · 52 unchanged
Article 49 · Article 50 · Article 51 · Article 52 · Article 54 · Article 54a · Article 55 · Article 59 · Article 60 · Article 61 · Article 62 · Article 65 · Article 68 · Article 69 · Article 70 · Article 71 · Article 72 · Article 73 · Article 77 · Article 78 · Article 79 · Article 80 · Article 81 · Article 82 · Article 83 · Article 84 · Article 86 · Article 87 · Article 90 · Article 93 · Article 95 · Article 96 · Article 100 · Article 101 · Article 102 · Article 106 · Article 107 · Article 110 · Article 112 · Article 114 · Article 118 · Article 121 · Article 122 · Article 123 · Article 124 · Article 126 · Article 127 · Article 135 · Article 137 · Article 138 · Article 139 · Article 140
Title VIII - DISCLOSURE BY COMPETENT AUTHORITIES
- amended Article 143 - General disclosure requirements Title VIII
Title VIII · 1 unchanged
Title IX - DELEGATED AND IMPLEMENTING ACTS
- amendedrenamed Article 146 - Implementing acts Title IX was “Article 146 - Implementing Acts”
- amended Article 148 - Exercise of the delegation Title IX
Title IX · 3 unchanged
Title X - AMENDMENTS OF DIRECTIVE 2002/87/EC
Title X · 1 unchanged
Title XI - TRANSITIONAL AND FINAL PROVISIONS
- amended Article 158 - Significant branches Title XI › Chapter 1
- inserted Title XI › Chapter 1A - Transitional provisions on financial holding companies and mixed financial holding companies
- inserted Article 159a - Transitional provisions on approval of financial holding companies and mixed financial holding companies Title XI › Chapter 1A
- amended Article 161 - Review and report Title XI › Chapter 3
- amended Article 162 - Transposition Title XI › Chapter 3
Title XI · 12 unchanged
Article 151 · Article 152 · Article 153 · Article 154 · Article 155 · Article 156 · Article 157 · Article 159 · Article 160 · Article 163 · Article 164 · Article 165