Commission Delegated Regulation (EU) No 149/2013
03/01/2018 → 29/11/2022: 0 inserted · 0 removed · 12 amended · 0 moved · 11 renamed · 50 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 41 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35 · Recital 36 · Recital 37 · Recital 38 · Recital 39 · Recital 40 · Recital 41
Chapter I - GENERAL
Chapter I · 1 unchanged
Chapter II - INDIRECT CLEARING ARRANGEMENTS (Article 4(4) of Regulation (EU) No 648/2012)
- amended Article 4 - Obligations of clearing members Chapter II
- amended Article 5a - Requirements for the provision of indirect clearing services by indirect clients Chapter II
- amended Article 5b - Requirements for the provision of indirect clearing services by second indirect clients Chapter II
Chapter III - NOTIFICATION TO ESMA FOR THE PURPOSE OF THE CLEARING OBLIGATION (Article 5(1) of Regulation (EU) No 648/2012)
Chapter III · 1 unchanged
Chapter IV - CRITERIA FOR THE DETERMINATION OF THE CLASSES OF OTC DERIVATIVE CONTRACTS SUBJECT TO THE CLEARING OBLIGATION (Article 5(4) of Regulation (EU) No 648/2012)
Chapter IV · 1 unchanged
Chapter V - PUBLIC REGISTER (Article 6(4) of Regulation (EU) No 648/2012)
Chapter V · 1 unchanged
Chapter VI - LIQUIDITY FRAGMENTATION (Article 8(5) of Regulation (EU) No 648/2012)
Chapter VI · 1 unchanged
Chapter VII - NON-FINANCIAL COUNTERPARTIES
- amendedrenamed Article 10 - (Article 10(4)(a) of Regulation (EU) No 648/2012)Criteria for establishing which OTC derivative contracts are objectively reducing risks Chapter VII was “Article 10”
- amendedrenamed Article 11 - (Article 10(4)(b) of Regulation (EU) No 648/2012)Clearing thresholds Chapter VII was “Article 11”
Chapter VIII - RISK-MITIGATION TECHNIQUES FOR OTC DERIVATIVE CONTRACTS NOT CLEARED BY A CCP
- amendedrenamed Article 12 - (Article 11(14)(a) of Regulation (EU) No 648/2012)Timely confirmation Chapter VIII was “Article 12”
- amendedrenamed Article 13 - (Article 11(14)(a) of Regulation (EU) No 648/2012)Portfolio reconciliation Chapter VIII was “Article 13”
- renamed Article 14 - (Article 11(14)(a) of Regulation (EU) No 648/2012)Portfolio compression Chapter VIII was “Article 14”
- amendedrenamed Article 15 - (Article 11(14)(a) of Regulation (EU) No 648/2012)Dispute resolution Chapter VIII was “Article 15”
- amendedrenamed Article 16 - (Article 11(14)(b) of Regulation (EU) No 648/2012)Market conditions that prevent marking-to-market Chapter VIII was “Article 16”
- renamed Article 17 - (Article 11(14)(b) of Regulation (EU) No 648/2012)Criteria for using marking-to-model Chapter VIII was “Article 17”
- amendedrenamed Article 18 - (Article 11(14)(c) of Regulation (EU) No 648/2012)Details of the intragroup transaction notification to the competent authority Chapter VIII was “Article 18”
- amendedrenamed Article 19 - (Article 11(14)(d) of Regulation (EU) No 648/2012)Details of the intragroup transaction notification to ESMA Chapter VIII was “Article 19”
- renamed Article 20 - (Article 11(14)(d) of Regulation (EU) No 648/2012)Information on the intragroup exemption to be publicly disclosed Chapter VIII was “Article 20”
- amended Article 21 - Entry into force and application Chapter VIII