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Article 19 - (Article 11(14)(d) of Regulation (EU) No 648/2012)Details of the intragroup transaction notification to ESMA

Comparing 03/01/2018 → 29/11/2022: 0 added, 2 removed, 0 changed Close comparison

(Article 11(14)(d) of Regulation (EU) No 648/2012)

Details of the intragroup transaction notification to ESMA

1.The notification by a competent authority of the details of the intragroup transaction shall be submitted to ESMA in writing:

(a)within one month of the receipt of the notification with respect to a notification under Article 11(7) or (9) of Regulation (EU) No 648/2012;

(b)within one month from the decision being submitted to the counterparty with respect to a decision of the competent authority under Article 11(6), (8) or (10) of Regulation (EU) No 648/2012.

2.The notification to ESMA shall include:

(a)the information listed in Article 18;

(b)whether there is a positive or a negative decision;

(c)in the case of a positive decision:

(i)a summary of the reason for considering that the conditions set in Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable are fulfilled;

(ii)whether the exemption is a full exemption or a partial exemption with respect to of a notification related to Article 11(6), (8) or (10) of Regulation (EU) No 648/2012;

(d)in the case of a negative decision:

(i)the identification of the conditions of Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable that are not fulfilled;

(ii)a summary of the reason for considering that such conditions are not fulfilled.

Official text · consolidated version 29/11/2022 (in force) Open full page ↗
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