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New version applies from 03/01/2018 — introduced by Commission Delegated Regulation (EU) 2017/2155. 23 provisions change. Later versions: 29/11/2022. Article 19 changes in this version: compare with the current text.

Article 19 - (Article 11(14)(d) of Regulation (EU) No 648/2012) Details of the intragroup transaction notification to ESMA

Article 19
(Article 11(14)(d) of Regulation (EU) No 648/2012) Details of the intragroup transaction notification to ESMA

1. The notification by a competent authority of the details of the intragroup transaction shall be submitted to ESMA in writing:

((a))

within one month of the receipt of the notification with respect to a notification under Article 11(7) or (9) of Regulation (EU) No 648/2012;

((b))

within one month from the decision being submitted to the counterparty with respect to a decision of the competent authority under Article 11(6), (8) or (10) of Regulation (EU) No 648/2012.

2. The notification to ESMA shall include:

((a))

the information listed in Article 18;

((b))

whether there is a positive or a negative decision;

((c))

in the case of a positive decision:(i)a summary of the reason for considering that the conditions set in Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable are fulfilled;(ii)whether the exemption is a full exemption or a partial exemption with respect to of a notification related to Article 11(6), (8) or (10) of Regulation (EU) No 648/2012;

((i))

a summary of the reason for considering that the conditions set in Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable are fulfilled;

((ii))

whether the exemption is a full exemption or a partial exemption with respect to of a notification related to Article 11(6), (8) or (10) of Regulation (EU) No 648/2012;

((d))

in the case of a negative decision:(i)the identification of the conditions of Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable that are not fulfilled;(ii)a summary of the reason for considering that such conditions are not fulfilled.

((i))

the identification of the conditions of Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable that are not fulfilled;

((ii))

a summary of the reason for considering that such conditions are not fulfilled.

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