◷
New version applies from 27/10/2022 — introduced by Commission Delegated Regulation (EU) 2022/1857.
9 provisions change.
Later versions: 29/04/2024.
Commission Delegated Regulation (EU) No 150/2013
15/03/2013 → 11/04/2019: 1 inserted · 0 removed · 25 amended · 0 moved · 4 renamed · 15 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 14 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14
Chapter 1 - REGISTRATION
- amended Article 1 - Identification, legal status and class of derivatives Chapter 1 › Section 1
- amended Article 2 - Policies and procedures Chapter 1 › Section 1
- amended Article 3 - Ownership of the trade repository Chapter 1 › Section 2
- amended Article 4 - Ownership chart Chapter 1 › Section 2
- amended Article 5 - Organisational chart Chapter 1 › Section 3
- amended Article 6 - Corporate governance Chapter 1 › Section 3
- amendedrenamed Article 7 - Internal control Chapter 1 › Section 3 was “Article 7 - Internal controls”
- amended Article 8 - Regulatory compliance Chapter 1 › Section 3
- amendedrenamed Article 9 - Senior management and members of the Board Chapter 1 › Section 3 was “Article 9 - Senior management and members of the board”
- amended Article 10 - Staffing policies and procedures Chapter 1 › Section 4
- amended Article 11 - Fitness and properness Chapter 1 › Section 4
- amended Article 12 - Financial reports and business plans Chapter 1 › Section 5
- amended Article 13 - Management of conflicts of interest Chapter 1 › Section 6
- amended Article 14 - Confidentiality Chapter 1 › Section 6
- amended Article 15 - Inventory and mitigation of conflicts of interest Chapter 1 › Section 6
- amended Article 16 - Information Technology resources and outsourcing Chapter 1 › Section 7
- amended Article 17 - Ancillary services Chapter 1 › Section 7
- amendedrenamed Article 18 - Transparency of access rules Chapter 1 › Section 8 was “Article 18 - Transparency about access rules”
- amendedrenamed Article 19 - Verification of completeness and correctness of data Chapter 1 › Section 8 was “Article 19 - Transparency about compliance arrangements and accuracy of data”
- amended Article 20 - Pricing policy transparency Chapter 1 › Section 8
- amended Article 21 - Operational risk Chapter 1 › Section 9
- amended Article 22 - Recordkeeping policy Chapter 1 › Section 10
- amended Article 23 - Data availability mechanisms Chapter 1 › Section 11
- inserted Article 23a - Direct and immediate access to data by authorities Chapter 1 › Section 11
- amended Article 24 - Verification of the accuracy and completeness of the application Chapter 1 › Section 11
- amended Article 25 - Entry into force Chapter 1 › Section 11