ANNEX II
Capital instruments’ main features template
Capital instruments main features template (1)
1
Issuer
2
Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3
Governing law(s) of the instrument
Regulatory treatment
4
Transitional CRR rules
5
Post-transitional CRR rules
6
Eligible at solo/(sub-)consolidated/ solo & (sub-)consolidated
7
Instrument type (types to be specified by each jurisdiction)
8
Amount recognised in regulatory capital (currency in million, as of most recent reporting date)
9
Nominal amount of instrument
9a
Issue price
9b
Redemption price
10
Accounting classification
11
Original date of issuance
12
Perpetual or dated
13
Original maturity date
14
Issuer call subject to prior supervisory approval
15
Optional call date, contingent call dates and redemption amount
16
Subsequent call dates, if applicable
Coupons / dividends
17
Fixed or floating dividend/coupon
18
Coupon rate and any related index
19
Existence of a dividend stopper
20a
Fully discretionary, partially discretionary or mandatory (in terms of timing)
20b
Fully discretionary, partially discretionary or mandatory (in terms of amount)
21
Existence of step up or other incentive to redeem
22
Noncumulative or cumulative
23
Convertible or non-convertible
24
If convertible, conversion trigger(s)
25
If convertible, fully or partially
26
If convertible, conversion rate
27
If convertible, mandatory or optional conversion
28
If convertible, specify instrument type convertible into
29
If convertible, specify issuer of instrument it converts into
30
Write-down features
31
If write-down, write-down trigger(s)
32
If write-down, full or partial
33
If write-down, permanent or temporary
34
If temporary write-down, description of write-up mechanism
35
Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36
Non-compliant transitioned features
37
If yes, specify non-compliant features
(1) Insert ‘N/A’ if the question is not applicable