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New version applies from 21/04/2019 — introduced by Commission Implementing Decision (EU) 2019/536. 3 provisions change. Later versions: 07/01/2020. Annex V changes in this version: compare with the current text.

Annex V - List of third countries and territories for the purposes of Article 5 (credit institutions and investment firms)

Annex V
List of third countries and territories for the purposes of Article 5 (credit institutions and investment firms)

List of third countries and territories for the purposes of Article 5 (credit institutions and investment firms)

Credit institutions:

(1) Australia

(2) Brazil

(3) Canada

(4) China

(5) Faroe Islands

(6) Greenland

(7) Guernsey

(8) Hong Kong

(9) India

(10) Isle of Man

(11) Japan

(12) Jersey

(13) Mexico

(14) Monaco

(15) New Zealand

(16) Saudi Arabia

(17) Singapore

(18) South Africa

(19) Switzerland

(20) Turkey

(21) USA

Investment firms:

(1) Australia

(2) Brazil

(3) Canada

(4) China

(5) Hong Kong

(6) Indonesia

(7) Japan (limited to Type I Financial Instruments Business Operators)

(8) Mexico

(9) South Korea

(10) Saudi Arabia

(11) Singapore

(12) South Africa

(13) USA

Official text · consolidated version 10/01/2017 (no longer in force) Open full page ↗
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