(98)When establishing the business relationship with the client the investment firm might ask the client or potential client to consent at the same time to the execution policy as well as to the possibility that that person’s orders may be executed outside a trading venue.
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New version applies from 17/09/2014 — introduced by Regulation (EU) No 909/2014 (CSDR).
275 provisions change.
Later versions: 01/07/2016, 01/10/2018, 31/12/2019, 26/03/2020, 26/06/2021, 10/11/2021, 01/01/2022, 28/02/2022, 23/03/2023, 09/01/2024, 28/03/2024, 17/01/2025, 06/06/2026.
Recital 98 changes in this version: compare with the current text.