What changes on 01/01/2022

The text in force from 26/06/2021 compared with the text from 01/01/2022, which includes the changes made by Regulation (EU) 2019/2175, Regulation (EU) 2022/858 (DLT).

Read the act as of 01/01/2022 · other versions: 26/03/2020 · 04/07/2020 · 26/06/2021 · 09/01/2024 · 28/03/2024 · 04/12/2024 · 17/01/2025

Title I

• amended Article 1 - Subject matter and scope
• amended Article 2 - Definitions

Title III

• amended Article 22 - Providing information for the purposes of transparency and other calculations

Title IV

• amended Article 26 - Obligation to report transactions
• amended Article 27 - Obligation to supply financial instrument reference data

Title IVA › Chapter 1

• inserted Article 27a
• inserted Article 27b - Requirement for authorisation
• inserted Article 27c - Authorisation of data reporting services providers
• inserted Article 27d - Procedures for granting and refusing applications for authorisation
• inserted Article 27e - Withdrawal of authorisation
• inserted Article 27f - Requirements for the management body of a data reporting services provider

Title IVA › Chapter 2

• inserted Article 27g - Organisational requirements for APAs
• inserted Article 27h - Organisational requirements for CTPs
• inserted Article 27i - Organisational requirements for ARMs

Title VIA › Chapter 1

• inserted Article 38a - Exercise of ESMA’s powers
• inserted Article 38b - Request for information
• inserted Article 38c - General investigations
• inserted Article 38d - On-site inspections
• inserted Article 38e - Exchange of information
• inserted Article 38f - Professional secrecy
• inserted Article 38g - Supervisory measures by ESMA

Title VIA › Chapter 2

• inserted Article 38h - Fines
• inserted Article 38i - Periodic penalty payments
• inserted Article 38j - Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
• inserted Article 38k - Procedural rules for taking supervisory measures and imposing fines
• inserted Article 38l - Hearing of the persons concerned
• inserted Article 38m - Review by the Court of Justice
• inserted Article 38n - Authorisation and supervisory fees
• inserted Article 38o - Delegation of tasks by ESMA to competent authorities

Title VII › Chapter 1

• amended Article 40 - ESMA temporary intervention powers
• amended Article 41 - EBA temporary intervention powers

Title VII › Chapter 2

• amended Article 45 - Position management powers of ESMA

Title VIII

• amended Article 47 - Equivalence decision

Title IX › Chapter 1

• amended Article 50 - Exercise of the delegation

Title IX › Chapter 2

• amended Article 51 - Committee procedure

Title X

• inserted Article 54a - Transitional measures related to ESMA
• inserted Article 54b - Relations with auditors
• amended Article 52 - Reports and review
• amended Article 53 - Amendment of Regulation (EU) No 648/2012
• amended Article 54 - Transitional provisions
• amended Article 55 - Entry into force and application