Prospectus Regulation

Preamble

Recitals

Chapter I - GENERAL PROVISIONS

• amendedrenamed Article 1 - Subject matter, scope and exemptions Chapter I was “Article 1”
• amendedrenamed Article 3 - Obligation to publish a prospectus and exemption Chapter I was “Article 3”
• amendedrenamed Article 4 - Voluntary prospectus Chapter I was “Article 4”
• amendedrenamed Article 5 - Subsequent resale of securities Chapter I was “Article 5”

Chapter II - DRAWING UP OF THE PROSPECTUS

• amendedrenamed Article 6 - The prospectus Chapter II was “Article 6”
• amendedrenamed Article 7 - The prospectus summary Chapter II was “Article 7”
• amendedrenamed Article 8 - The base prospectus Chapter II was “Article 8”
• amendedrenamed Article 9 - The universal registration document Chapter II was “Article 9”
• amendedrenamed Article 10 - Prospectuses consisting of separate documents Chapter II was “Article 10”
• amendedrenamed Article 11 - Responsibility attaching to the prospectus Chapter II was “Article 11”
• amendedrenamed Article 12 - Validity of a prospectus, registration document and universal registration document Chapter II was “Article 12”

Chapter III - THE CONTENT AND FORMAT OF THE PROSPECTUS

• amendedrenamed Article 13 - Minimum information and format Chapter III was “Article 13”
• amendedrenamed Article 14 - Simplified disclosure regime for secondary issuances Chapter III was “Article 14”
• amended Article 14a - EU Recovery prospectus Chapter III
• amendedrenamed Article 15 - EU Growth prospectus Chapter III was “Article 15”
• amendedrenamed Article 16 - Risk factors Chapter III was “Article 16”
• amendedrenamed Article 17 - Final offer price and amount of securities Chapter III was “Article 17”
• amendedrenamed Article 18 - Omission of information Chapter III was “Article 18”
• amendedrenamed Article 19 - Incorporation by reference Chapter III was “Article 19”

Chapter IV - ARRANGEMENTS FOR APPROVAL AND PUBLICATION OF THE PROSPECTUS

• amendedrenamed Article 20 - Scrutiny and approval of the prospectus Chapter IV was “Article 20”
• amendedrenamed Article 21 - Publication of the prospectus Chapter IV was “Article 21”
• amended Article 22 - Advertisements Chapter IV
• amendedrenamed Article 23 - Supplements to the prospectus Chapter IV was “Article 23”

Chapter V - CROSS-BORDER OFFERS AND ADMISSIONS TO TRADING ON A REGULATED MARKET AND USE OF LANGUAGES

• amendedrenamed Article 24 - Union scope of approvals of prospectuses Chapter V was “Article 24”
• amendedrenamed Article 25 - Notification of prospectuses and supplements and communication of final terms Chapter V was “Article 25”
• amendedrenamed Article 26 - Notification of registration documents or universal registration documents Chapter V was “Article 26”
• amendedrenamed Article 27 - Use of language Chapter V was “Article 27”

Chapter VI - SPECIFIC RULES IN RELATION TO ISSUERS ESTABLISHED IN THIRD COUNTRIES

• renamed Article 28 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation Chapter VI was “Article 28”
• amendedrenamed Article 29 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country Chapter VI was “Article 29”
• amendedrenamed Article 30 - Cooperation with third countries Chapter VI was “Article 30”

Chapter VII - ESMA AND COMPETENT AUTHORITIES

• amendedrenamed Article 31 - Competent authorities Chapter VII was “Article 31”
• amendedrenamed Article 32 - Powers of competent authorities Chapter VII was “Article 32”
• amendedrenamed Article 33 - Cooperation between competent authorities Chapter VII was “Article 33”
• amendedrenamed Article 34 - Cooperation with ESMA Chapter VII was “Article 34”
• amendedrenamed Article 35 - Professional secrecy Chapter VII was “Article 35”
• renamed Article 36 - Data protection Chapter VII was “Article 36”
• amendedrenamed Article 37 - Precautionary measures Chapter VII was “Article 37”

Chapter VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES

• amendedrenamed Article 38 - Administrative sanctions and other administrative measures Chapter VIII was “Article 38”
• amendedrenamed Article 39 - Exercise of supervisory powers and powers to impose sanctions Chapter VIII was “Article 39”
• renamed Article 40 - Right of appeal Chapter VIII was “Article 40”
• amendedrenamed Article 41 - Reporting of infringements Chapter VIII was “Article 41”
• amendedrenamed Article 42 - Publication of decisions Chapter VIII was “Article 42”
• amendedrenamed Article 43 - Reporting sanctions to ESMA Chapter VIII was “Article 43”

Chapter IX - DELEGATED AND IMPLEMENTING ACTS

• amendedrenamed Article 44 - Exercise of the delegation Chapter IX was “Article 44”
• amendedrenamed Article 45 - Committee procedure Chapter IX was “Article 45”

Chapter X - FINAL PROVISIONS

• amended Article 46 - Repeal Chapter X
• amendedrenamed Article 47 - ESMA report on prospectuses Chapter X was “Article 47”
• amended Article 48 - Review Chapter X
• amendedrenamed Article 49 - Entry into force and application Chapter X was “Article 49”

Annexes

• amended Annex Va - MINIMUM INFORMATION TO BE INCLUDED IN THE EU RECOVERY PROSPECTUS