What changes on 17/09/2014
The text in force from 09/12/2011 compared with the text from 17/09/2014.
159 inserted
0 amended
0 deleted
0 moved
Read the act as of 17/09/2014 · other versions: 01/07/2016 · 22/06/2022 · 16/01/2024 · 01/05/2024 · 17/01/2025 · 17/01/2026
Title I
- inserted Article 1 - Subject matter and scope
- inserted Article 2 - Definitions
Title II › Chapter I
- inserted Article 3 - Book-entry form
- inserted Article 4 - Enforcement
Title II › Chapter II
- inserted Article 5 - Intended settlement date
Title II › Chapter III
- inserted Article 6 - Measures to prevent settlement fails
- inserted Article 7 - Measures to address settlement fails
- inserted Article 8 - Enforcement
Title II › Chapter IV
- inserted Article 9 - Settlement internalisers
Title III › Chapter I › Section 1
- inserted Article 10 - Competent authority
- inserted Article 11 - Designation of the competent authority
- inserted Article 12 - Relevant authorities
- inserted Article 13 - Exchange of information
- inserted Article 14 - Cooperation between authorities
- inserted Article 15 - Emergency situations
Title III › Chapter I › Section 2
- inserted Article 16 - Authorisation of a CSD
- inserted Article 17 - Procedure for granting authorisation
- inserted Article 18 - Effects of the authorisation
- inserted Article 19 - Extension and outsourcing of activities and services
- inserted Article 20 - Withdrawal of authorisation
- inserted Article 21 - CSD register
Title III › Chapter I › Section 3
- inserted Article 22 - Review and evaluation
Title III › Chapter I › Section 4
- inserted Article 23 - Freedom to provide services in another Member State
- inserted Article 24 - Cooperation between authorities of the home Member State and of the host Member State and peer review
Title III › Chapter I › Section 5
- inserted Article 25 - Third countries
Title III › Chapter II › Section 1
- inserted Article 26 - General provisions
- inserted Article 27 - Senior management, management body and shareholders
- inserted Article 28 - User committee
- inserted Article 29 - Record keeping
- inserted Article 30 - Outsourcing
- inserted Article 31 - Services provided by parties other than CSDs
Title III › Chapter II › Section 2
- inserted Article 32 - General provisions
- inserted Article 33 - Requirements for participation
- inserted Article 34 - Transparency
- inserted Article 35 - Communication procedures with participants and other market infrastructures
Title III › Chapter II › Section 3
- inserted Article 36 - General provisions
- inserted Article 37 - Integrity of the issue
- inserted Article 38 - Protection of securities of participants and those of their clients
- inserted Article 39 - Settlement finality
- inserted Article 40 - Cash settlement
- inserted Article 41 - Participant default rules and procedures
Title III › Chapter II › Section 4
- inserted Article 42 - General requirements
- inserted Article 43 - Legal risks
- inserted Article 44 - General business risk
- inserted Article 45 - Operational risks
- inserted Article 46 - Investment policy
- inserted Article 47 - Capital requirements
Title III › Chapter II › Section 5
- inserted Article 48 - CSD links
Title III › Chapter III › Section 1
Title III › Chapter III › Section 2
- inserted Article 50 - Standard link access
- inserted Article 51 - Customised link access
- inserted Article 52 - Procedure for CSD links
Title III › Chapter III › Section 3
Title IV
- inserted Article 54 - Authorisation and designation to provide banking-type ancillary services
- inserted Article 55 - Procedure for granting and refusing authorisation to provide banking-type ancillary services
- inserted Article 56 - Extension of the banking-type ancillary services
- inserted Article 57 - Withdrawal of authorisation
- inserted Article 58 - CSD register
- inserted Article 59 - Prudential requirements applicable to credit institutions or CSDs authorised to provide banking-type ancillary services
- inserted Article 60 - Supervision of designated credit institutions and CSDs authorised to provide banking-type ancillary services
Title V
- inserted Article 61 - Administrative sanctions and other measures
- inserted Article 62 - Publication of decisions
- inserted Article 63 - Sanctions for infringements
- inserted Article 64 - Effective application of sanctions
- inserted Article 65 - Reporting of infringements
- inserted Article 66 - Right of appeal
Title VI
- inserted Article 67 - Exercise of the delegation
- inserted Article 68 - Committee procedure
- inserted Article 69 - Transitional provisions
- inserted Article 70 - Amendments to Directive 98/26/EC
- inserted Article 71 - Amendments to Directive 2014/65/EU
- inserted Article 72 - Amendment to Regulation (EU) No 236/2012
- inserted Article 73 - Application of Directive 2014/65/EU and Regulation (EU) No 600/2014
- inserted Article 74 - Reports
- inserted Article 75 - Review
- inserted Article 76 - Entry into force and application
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Recital 34
- inserted Recital 35
- inserted Recital 36
- inserted Recital 37
- inserted Recital 38
- inserted Recital 39
- inserted Recital 40
- inserted Recital 41
- inserted Recital 42
- inserted Recital 43
- inserted Recital 44
- inserted Recital 45
- inserted Recital 46
- inserted Recital 47
- inserted Recital 48
- inserted Recital 49
- inserted Recital 50
- inserted Recital 51
- inserted Recital 52
- inserted Recital 53
- inserted Recital 54
- inserted Recital 55
- inserted Recital 56
- inserted Recital 57
- inserted Recital 58
- inserted Recital 59
- inserted Recital 60
- inserted Recital 61
- inserted Recital 62
- inserted Recital 63
- inserted Recital 64
- inserted Recital 65
- inserted Recital 66
- inserted Recital 67
- inserted Recital 68
- inserted Recital 69
- inserted Recital 70
- inserted Recital 71
- inserted Recital 72
- inserted Recital 73
- inserted Recital 74
- inserted Recital 75
- inserted Recital 76
- inserted Recital 77
- inserted Recital 78
- inserted Recital 79
- inserted Recital 80
- inserted Recital 81
- inserted Preamble
- inserted Annex 1