Regulation (EU) No 909/2014 (CSDR)
17/09/2014 → 01/07/2016: 0 inserted · 0 removed · 67 amended · 0 moved · 1 renamed · 92 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 81 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35 · Recital 36 · Recital 37 · Recital 38 · Recital 39 · Recital 40 · Recital 41 · Recital 42 · Recital 43 · Recital 44 · Recital 45 · Recital 46 · Recital 47 · Recital 48 · Recital 49 · Recital 50 · Recital 51 · Recital 52 · Recital 53 · Recital 54 · Recital 55 · Recital 56 · Recital 57 · Recital 58 · Recital 59 · Recital 60 · Recital 61 · Recital 62 · Recital 63 · Recital 64 · Recital 65 · Recital 66 · Recital 67 · Recital 68 · Recital 69 · Recital 70 · Recital 71 · Recital 72 · Recital 73 · Recital 74 · Recital 75 · Recital 76 · Recital 77 · Recital 78 · Recital 79 · Recital 80 · Recital 81
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS
- amended Article 1 - Subject matter and scope Title I
- amended Article 2 - Definitions Title I
Title II - SECURITIES SETTLEMENT
- amended Article 3 - Book-entry form Title II › Chapter I
- amended Article 4 - Enforcement Title II › Chapter I
- amended Article 5 - Intended settlement date Title II › Chapter II
- amended Article 6 - Measures to prevent settlement fails Title II › Chapter III
- amended Article 7 - Measures to address settlement fails Title II › Chapter III
- amended Article 8 - Enforcement Title II › Chapter III
- amended Article 9 - Settlement internalisers Title II › Chapter IV
Title III - CENTRAL SECURITIES DEPOSITORIES
- amended Article 11 - Designation of the competent authority Title III › Chapter I › Section 1
- amended Article 12 - Relevant authorities Title III › Chapter I › Section 1
- amended Article 13 - Exchange of information Title III › Chapter I › Section 1
- amended Article 14 - Cooperation between authorities Title III › Chapter I › Section 1
- amended Article 15 - Emergency situations Title III › Chapter I › Section 1
- amended Article 16 - Authorisation of a CSD Title III › Chapter I › Section 2
- amended Article 17 - Procedure for granting authorisation Title III › Chapter I › Section 2
- amended Article 18 - Effects of the authorisation Title III › Chapter I › Section 2
- amended Article 19 - Extension and outsourcing of activities and services Title III › Chapter I › Section 2
- amended Article 20 - Withdrawal of authorisation Title III › Chapter I › Section 2
- amended Article 21 - CSD register Title III › Chapter I › Section 2
- amended Article 22 - Review and evaluation Title III › Chapter I › Section 3
- amended Article 23 - Freedom to provide services in another Member State Title III › Chapter I › Section 4
- amended Article 24 - Cooperation between authorities of the home Member State and of the host Member State and peer review Title III › Chapter I › Section 4
- amended Article 25 - Third countries Title III › Chapter I › Section 5
- amended Article 26 - General provisions Title III › Chapter II › Section 1
- amended Article 27 - Senior management, management body and shareholders Title III › Chapter II › Section 1
- amended Article 28 - User committee Title III › Chapter II › Section 1
- amended Article 29 - Record keeping Title III › Chapter II › Section 1
- amended Article 30 - Outsourcing Title III › Chapter II › Section 1
- amended Article 31 - Services provided by parties other than CSDs Title III › Chapter II › Section 1
- amended Article 32 - General provisions Title III › Chapter II › Section 2
- amended Article 33 - Requirements for participation Title III › Chapter II › Section 2
- amended Article 34 - Transparency Title III › Chapter II › Section 2
- amended Article 37 - Integrity of the issue Title III › Chapter II › Section 3
- amended Article 38 - Protection of securities of participants and those of their clients Title III › Chapter II › Section 3
- amended Article 39 - Settlement finality Title III › Chapter II › Section 3
- amended Article 40 - Cash settlement Title III › Chapter II › Section 3
- amended Article 41 - Participant default rules and procedures Title III › Chapter II › Section 3
- amended Article 43 - Legal risks Title III › Chapter II › Section 4
- amended Article 45 - Operational risks Title III › Chapter II › Section 4
- amended Article 46 - Investment policy Title III › Chapter II › Section 4
- amended Article 47 - Capital requirements Title III › Chapter II › Section 4
- amended Article 48 - CSD links Title III › Chapter II › Section 5
- amended Article 49 - Freedom to issue in a CSD authorised in the Union Title III › Chapter III › Section 1
- amended Article 51 - Customised link access Title III › Chapter III › Section 2
- amended Article 52 - Procedure for CSD links Title III › Chapter III › Section 2
- amended Article 53 - Access between a CSD and another market infrastructure Title III › Chapter III › Section 3
Title III · 6 unchanged
Article 10 · Article 35 · Article 36 · Article 42 · Article 44 · Article 50
Title IV - PROVISION OF BANKING-TYPE ANCILLARY SERVICES FOR CSD PARTICIPANTS
- amended Article 54 - Authorisation and designation to provide banking-type ancillary services Title IV
- amended Article 55 - Procedure for granting and refusing authorisation to provide banking-type ancillary services Title IV
- amended Article 56 - Extension of the banking-type ancillary services Title IV
- amended Article 57 - Withdrawal of authorisation Title IV
- amended Article 58 - CSD register Title IV
- amended Article 59 - Prudential requirements applicable to credit institutions or CSDs authorised to provide banking-type ancillary services Title IV
- amended Article 60 - Supervision of designated credit institutions and CSDs authorised to provide banking-type ancillary services Title IV
Title V - SANCTIONS
- amended Article 61 - Administrative sanctions and other measures Title V
- amended Article 62 - Publication of decisions Title V
- amended Article 63 - Sanctions for infringements Title V
- amended Article 64 - Effective application of sanctions Title V
- amended Article 65 - Reporting of infringements Title V
Title V · 1 unchanged
Title VI - DELEGATION OF POWER, IMPLEMENTING POWERS, TRANSITIONAL, AMENDING AND FINAL PROVISIONS
- amended Article 67 - Exercise of the delegation Title VI
- amended Article 68 - Committee procedure Title VI
- amended Article 69 - Transitional provisions Title VI
- amended Article 70 - Amendments to Directive 98/26/EC Title VI
- amended Article 71 - Amendments to Directive 2014/65/EU Title VI
- amended Article 74 - Reports Title VI
- amended Article 76 - Entry into force and application Title VI
Title VI · 3 unchanged
Annexes
- amendedrenamed Annex 1 - LIST OF SERVICES was “Annex 1”