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Preamble
Recitals 43
Chapter I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3) 3
Chapter II - TRANSPARENCY OF SFTS (Article 4) 1
Chapter III - REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY (Article 5-12) 8
Chapter IV - TRANSPARENCY TOWARDS INVESTORS (Article 13-14) 2
Chapter V - TRANSPARENCY OF REUSE (Article 15) 1
Chapter VI - SUPERVISION AND COMPETENT AUTHORITIES (Article 16-18) 3
Chapter VII - RELATIONSHIP WITH THIRD COUNTRIES (Article 19-21) 3
Chapter VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES (Article 22-28) 7
Chapter IX - REVIEW (Article 29) 1
Chapter X - FINAL PROVISIONS (Article 30-33) 5
Annexes 1
- Annex 1 - Section A –Information to be provided in the UCITS half-yearly and annual reports and the AIF’s annual report
Amending acts 3

Article 28 - Sanctions and other measures for the purpose of Articles 13 and 14

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Article 28

Sanctions and other measures for the purpose of Articles 13 and 14

Sanctions and other measures established in accordance with Directives 2009/65/EC and 2011/61/EU shall be applicable to infringements of Articles 13 and 14 of this Regulation.

Official text · consolidated version 09/01/2024 (in force) Open full page ↗