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New version applies from 13/04/2016.
61 provisions change.
Later versions: 01/04/2020.
Commission Delegated Regulation (EU) 2016/438
13/04/2016 → 01/04/2020: 0 inserted · 0 removed · 22 amended · 0 moved · 0 renamed · 39 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 35 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35
Chapter 1 - DEFINITIONS AND DETAILS OF THE WRITTEN CONTRACT (Article 22(2) of Directive 2009/65/EC)
- amended Article 1 - Definitions Chapter 1
- amended Article 2 - Contract for the appointment of a depositary Chapter 1
Chapter 2 - DEPOSITARY FUNCTIONS, DUE DILIGENCE DUTIES, SEGREGATION OBLIGATION AND INSOLVENCY PROTECTION (Article 22(3), (4) and (5) and Article 22a(2)(c) and (d) of Directive 2009/65/EC)
- amended Article 3 - Oversight duties — general requirements Chapter 2
- amended Article 4 - Duties regarding subscription and redemptions Chapter 2
- amended Article 5 - Duties regarding the valuation of units Chapter 2
- amended Article 6 - Duties regarding the carrying out of the UCITS' instructions Chapter 2
- amended Article 7 - Duties regarding the timely settlement of transactions Chapter 2
- amended Article 8 - Duties related to the UCITS' income calculation and distribution Chapter 2
- amended Article 9 - Cash monitoring — general requirements Chapter 2
- amended Article 10 - Monitoring of the UCITS' cash flows Chapter 2
- amended Article 12 - Financial instruments to be held in custody Chapter 2
- amended Article 13 - Safekeeping duties with regard to assets held in custody Chapter 2
- amended Article 14 - Safekeeping duties regarding ownership verification and record keeping Chapter 2
- amended Article 15 - Due diligence Chapter 2
- amended Article 16 - Segregation obligation Chapter 2
- amended Article 17 - Insolvency protection of UCITS assets when delegating custody functions Chapter 2
Chapter 2 · 1 unchanged
Chapter 3 - LOSS OF FINANCIAL INSTRUMENTS AND LIABILITY DISCHARGE (Article 24(1) of Directive 2009/65/EC)
- amended Article 18 - Loss of a financial instrument held in custody Chapter 3
- amended Article 19 - Liability discharge Chapter 3
Chapter 4 - INDEPENDENCE REQUIREMENTS AND FINAL PROVISIONS (Article 25 of Directive 2009/65/EC)
- amended Article 21 - Common management Chapter 4
- amended Article 22 - Appointment of depositary and delegation of safekeeping Chapter 4
- amended Article 23 - Conflicts of interest Chapter 4
- amended Article 24 - Independence of management boards and supervisory functions Chapter 4