◷
New version applies from 08/07/2016.
185 provisions change.
Later versions: 28/07/2016.
Commission Delegated Regulation (EU) 2016/1075
08/07/2016 → 28/07/2016: 0 inserted · 0 removed · 106 amended · 0 moved · 0 renamed · 79 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
- amended Preamble
Recitals
Recitals · 74 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35 · Recital 36 · Recital 37 · Recital 38 · Recital 39 · Recital 40 · Recital 41 · Recital 42 · Recital 43 · Recital 44 · Recital 45 · Recital 46 · Recital 47 · Recital 48 · Recital 49 · Recital 50 · Recital 51 · Recital 52 · Recital 53 · Recital 54 · Recital 55 · Recital 56 · Recital 57 · Recital 58 · Recital 59 · Recital 60 · Recital 61 · Recital 62 · Recital 63 · Recital 64 · Recital 65 · Recital 66 · Recital 67 · Recital 68 · Recital 69 · Recital 70 · Recital 71 · Recital 72 · Recital 73 · Recital 74
Chapter I - COMMON PROVISIONS AND RECOVERY PLANS
- amended Article 1 - Subject matter Chapter I › Section I
- amended Article 2 - Definitions Chapter I › Section I
- amended Article 3 - Information to be included in a recovery plan Chapter I › Section II
- amended Article 4 - Summary of the key elements of the recovery plan Chapter I › Section II
- amended Article 5 - Governance Chapter I › Section II
- amended Article 6 - Strategic analysis Chapter I › Section II
- amended Article 7 - The description of entities covered by the recovery plan Chapter I › Section II
- amended Article 8 - Recovery options Chapter I › Section II
- amended Article 9 - Actions, arrangements and measures under recovery options Chapter I › Section II
- amended Article 10 - Impact assessment Chapter I › Section II
- amended Article 11 - Feasibility assessment Chapter I › Section II
- amended Article 12 - Continuity of operations Chapter I › Section II
- amended Article 14 - Communication and disclosure plan Chapter I › Section II
- amended Article 15 - Preparatory measures Chapter I › Section II
- amended Article 16 - Completeness of recovery plans Chapter I › Section III
- amended Article 17 - Quality of recovery plans Chapter I › Section III
- amended Article 18 - Implementation of the arrangements proposed in the recovery plans Chapter I › Section III
- amended Article 19 - Recovery options Chapter I › Section III
- amended Article 20 - Specific requirements for group recovery plans Chapter I › Section III
Chapter I · 2 unchanged
Chapter II - RESOLUTION PLANS
- amended Article 22 - Categories of information to be included in resolution plans Chapter II › Section I
- amended Article 23 - Stages of assessment Chapter II › Section II
- amended Article 24 - Feasibility and credibility of liquidation under normal insolvency proceedings Chapter II › Section II
- amended Article 25 - Identification of a resolution strategy Chapter II › Section II
- amended Article 26 - Assessment of feasibility of a resolution strategy Chapter II › Section II
- amended Article 27 - Assessment of feasibility: structure and operations Chapter II › Section II
- amended Article 28 - Assessment of feasibility: financial resources Chapter II › Section II
- amended Article 29 - Assessment of feasibility: information Chapter II › Section II
- amended Article 30 - Assessment of feasibility: cross-border issues Chapter II › Section II
- amended Article 31 - Assessment of feasibility: other potential impediments Chapter II › Section II
- amended Article 32 - Assessment of credibility of a resolution strategy Chapter II › Section II
Chapter III - INTRA GROUP FINANCIAL SUPPORT
- amended Article 33 - Prospect to redress financial difficulties Chapter III
- amended Article 34 - Terms of the support Chapter III
- amended Article 35 - Liquidity and solvency of the providing entity Chapter III
- amended Article 36 - Resolvability of the providing entity Chapter III
Chapter IV - INDEPENDENCE OF VALUERS
- amended Article 37 - Definitions Chapter IV
- amended Article 38 - Elements of independence Chapter IV
- amended Article 39 - Qualifications, experience, ability, knowledge and resources Chapter IV
- amended Article 40 - Structural separation Chapter IV
- amended Article 41 - Material common or conflicting interests Chapter IV
Chapter V - RESOLUTION
- amended Article 42 - Definitions Chapter V › Section I
- amended Article 43 - Liabilities to which the exclusion from the obligation to include the contractual term referred to in Article 55(1) of Directive 2014/59/EU applies Chapter V › Section I
- amended Article 44 - Contents of the contractual term required by Article 55(1) of Directive 2014/59/EU Chapter V › Section I
- amended Article 45 - General requirements for notifications Chapter V › Section II
- amended Article 46 - Notification by the management body to a competent authority Chapter V › Section II
- amended Article 47 - Communication of the competent authority to the resolution authority of the received notification Chapter V › Section II
- amended Article 48 - Notification of assessment that an institution meets the conditions for resolution set out in points (a) and (b) of Article 32(1) of Directive 2014/59/EU Chapter V › Section II
- amended Article 49 - Notice Chapter V › Section II
Chapter VI - RESOLUTION COLLEGES
- amended Article 50 - Mapping and identification of resolution college members and possible observers Chapter VI › Section I
- amended Article 51 - Third country resolution authorities as observers in the resolution college Chapter VI › Section I
- amended Article 52 - Communication with the Union parent undertaking Chapter VI › Section I
- amended Article 53 - Establishment and update of contact lists Chapter VI › Section I
- amended Article 54 - Elements of written arrangements and procedures for the functioning of the resolution college Chapter VI › Section I
- amended Article 55 - Establishment and update of written arrangements and procedures for the functioning of the resolution college Chapter VI › Section I
- amended Article 56 - Operational aspects of college meetings and other activities Chapter VI › Section I
- amended Article 57 - Exchange of information Chapter VI › Section I
- amended Article 58 - Communication policy Chapter VI › Section I
- amended Article 59 - Coordination of external communication Chapter VI › Section I
- amended Article 60 - Emergency situations Chapter VI › Section I
- amended Article 61 - Planning of the steps of the joint decision process Chapter VI › Section II › Subsection 1
- amended Article 62 - Elements of the joint decision timetable Chapter VI › Section II › Subsection 1
- amended Article 63 - Preliminary dialogue on the resolution strategy Chapter VI › Section II › Subsection 1
- amended Article 64 - Information from the Union parent undertaking Chapter VI › Section II › Subsection 1
- amended Article 65 - Transmission of information from the group-level resolution authority Chapter VI › Section II › Subsection 1
- amended Article 66 - Development and circulation of the draft group resolution plan and resolvability assessment Chapter VI › Section II › Subsection 1
- amended Article 67 - Consultation with resolution college members Chapter VI › Section II › Subsection 1
- amended Article 69 - Dialogue on the draft resolution plan and resolvability assessment Chapter VI › Section II › Subsection 1
- amended Article 70 - Drafting the joint decision on group resolution plan and resolvability assessment Chapter VI › Section II › Subsection 1
- amended Article 71 - Reaching joint decision on the group resolution plan and resolvability assessment Chapter VI › Section II › Subsection 1
- amended Article 72 - Communication of the joint decision and summary of the group resolution plan to the Union parent undertaking Chapter VI › Section II › Subsection 1
- amended Article 73 - Partial disagreement Chapter VI › Section II › Subsection 2
- amended Article 74 - Elements of communication of individual decisions Chapter VI › Section II › Subsection 2
- amended Article 75 - Communication of individual decisions in the absence of a joint decision Chapter VI › Section II › Subsection 2
- amended Article 76 - Suspension of the joint decision process on the group resolution plan and resolvability assessment Chapter VI › Section II › Subsection 3
- amended Article 77 - Planning of the steps of the joint decision process on measures to address substantive impediments to resolvability Chapter VI › Section II › Subsection 3
- amended Article 78 - Consultation and communication of the report Chapter VI › Section II › Subsection 3
- amended Article 79 - Submission of observations of the Union parent undertaking and consultation with the authorities Chapter VI › Section II › Subsection 3
- amended Article 80 - Drafting the joint decision on measures to address substantive impediments to resolvability Chapter VI › Section II › Subsection 3
- amended Article 81 - Reaching the joint decision Chapter VI › Section II › Subsection 3
- amended Article 82 - Communication of the joint decision Chapter VI › Section II › Subsection 3
- amended Article 83 - Monitoring the application of the joint decision Chapter VI › Section II › Subsection 3
- amended Article 84 - Elements of communication of individual decisions Chapter VI › Section II › Subsection 4
- amended Article 85 - Communication of individual decisions in the absence of joint decision Chapter VI › Section II › Subsection 4
- amended Article 86 - Planning of the joint decision on minimum requirements for own funds and eligible liabilities Chapter VI › Section III › Subsection 1
- amended Article 87 - Proposal at consolidated and Union parent undertaking level Chapter VI › Section III › Subsection 1
- amended Article 88 - Proposal at subsidiary level Chapter VI › Section III › Subsection 1
- amended Article 89 - Dialogue on the proposed minimum requirements for own funds and eligible liabilities Chapter VI › Section III › Subsection 1
- amended Article 90 - Drafting the joint decision on minimum requirements for own funds and eligible liabilities Chapter VI › Section III › Subsection 1
- amended Article 91 - Reaching the joint decision on minimum requirements for own funds and eligible liabilities Chapter VI › Section III › Subsection 1
- amended Article 92 - Communication of the joint decision on minimum requirements for own funds and eligible liabilities Chapter VI › Section III › Subsection 1
- amended Article 93 - Monitoring the application of the joint decision on minimum requirements for own funds and eligible liabilities Chapter VI › Section III › Subsection 1
- amended Article 95 - Elements of communication of individual decisions Chapter VI › Section III › Subsection 2
- amended Article 96 - Communication of individual decisions in the absence of joint decision Chapter VI › Section III › Subsection 2
- amended Article 97 - Process for deciding on the need for a group resolution scheme Chapter VI › Section IV › Subsection 1
- amended Article 98 - Dialogue on the need for a group resolution scheme Chapter VI › Section IV › Subsection 1
- amended Article 99 - Preparation and communication of the draft assessment or draft decision on the need for a group resolution scheme Chapter VI › Section IV › Subsection 1
- amended Article 100 - Consultation on the draft assessment or decision on the need for a group resolution scheme Chapter VI › Section IV › Subsection 1
- amended Article 101 - Finalisation of the assessment or the decision on the need for a group resolution scheme Chapter VI › Section IV › Subsection 1
- amended Article 102 - Process of the joint decision on the group resolution scheme Chapter VI › Section IV › Subsection 2
- amended Article 103 - Preparation and communication of the draft group resolution scheme Chapter VI › Section IV › Subsection 2
- amended Article 104 - Consultation on the group resolution scheme Chapter VI › Section IV › Subsection 2
- amended Article 105 - Preparation and communication of the joint decision on the group resolution scheme Chapter VI › Section IV › Subsection 2
- amended Article 106 - Finalising the joint decision on the group resolution scheme Chapter VI › Section IV › Subsection 2
- amended Article 107 - Communication of the joint decision to the college Chapter VI › Section IV › Subsection 2
- amended Article 108 - Notification in case of disagreement Chapter VI › Section IV › Subsection 3
- amended Article 109 - Decision-making process between non-disagreeing resolution authorities Chapter VI › Section IV › Subsection 3