◷
New version applies from 10/03/2017.
77 provisions change.
Later versions: 30/03/2017.
Commission Delegated Regulation (EU) 2017/390
10/03/2017 → 30/03/2017: 0 inserted · 0 removed · 38 amended · 0 moved · 1 renamed · 39 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 33 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33
Title I - CAPITAL REQUIREMENTS FOR ALL CSDS REFERRED TO IN ARTICLE 47 OF REGULATION (EU) No 909/2014
- amended Article 1 - Overview of requirements regarding the capital of a CSD Title I
- amended Article 2 - Conditions regarding capital instruments Title I
- amended Article 3 - Level of capital requirements for a CSD Title I
- amended Article 4 - Level of capital requirements for operational, legal and custody risks Title I
- amended Article 5 - Level of capital requirements for investment risk Title I
- amended Article 6 - Capital requirements for business risk Title I
- amended Article 7 - Capital requirements for winding-down or restructuring Title I
Title II - CAPITAL SURCHARGE FOR CSDS AUTHORISED TO OFFER BANKING-TYPE ANCILLARY SERVICES AND FOR DESIGNATED CREDIT INSTITUTIONS, AS REFERRED TO IN ARTICLE 54 OF REGULATION (EU) No 909/2014
Title III - PRUDENTIAL REQUIREMENTS APPLICABLE TO CREDIT INSTITUTIONS OR CSDS AUTHORISED TO PROVIDE BANKING-TYPE ANCILLARY SERVICES, AS REFERRED TO IN ARTICLE 59 OF REGULATION (EU) No 909/2014
- amended Article 9 - General rules on collateral and other equivalent financial resources Title III › Chapter I
- amended Article 10 - Collateral for the purposes of point (d) of Article 59(3), and point (d) of Article 59(4) of Regulation (EU) No 909/2014 Title III › Chapter I
- amended Article 11 - Other collateral Title III › Chapter I
- amended Article 12 - Collateral valuation Title III › Chapter I
- amended Article 13 - Haircuts Title III › Chapter I
- amended Article 14 - Collateral concentration limits Title III › Chapter I
- amended Article 15 - Other equivalent financial resources Title III › Chapter I
- amended Article 16 - Other equivalent financial resources for exposures in interoperable links Title III › Chapter I
- amended Article 17 - General provisions Title III › Chapter II
- amended Article 18 - Credit risk management framework Title III › Chapter II › Section 1
- amended Article 19 - Measurement of intraday credit risk Title III › Chapter II › Section 1 › Subsection 1
- amended Article 21 - Monitoring intraday credit exposures Title III › Chapter II › Section 1 › Subsection 2
- amended Article 22 - Monitoring overnight credit risk Title III › Chapter II › Section 1 › Subsection 2
- amended Article 23 - General requirements for the management of intraday credit risk Title III › Chapter II › Section 1 › Subsection 3
- amended Article 24 - Credit limits Title III › Chapter II › Section 1 › Subsection 3
- amended Article 25 - Potential residual credit exposures Title III › Chapter II › Section 1 › Subsection 4
- amended Article 26 - Reimbursement procedures of intraday credit Title III › Chapter II › Section 1 › Subsection 5
- amended Article 27 - Reporting to authorities on intraday risk management Title III › Chapter II › Section 1 › Subsection 6
- amended Article 29 - General rules on liquidity risk Title III › Chapter II › Section 2
- amended Article 30 - Measurement of intraday liquidity risks Title III › Chapter II › Section 2 › Subsection 1
- amended Article 32 - Monitoring intraday liquidity risks Title III › Chapter II › Section 2 › Subsection 2
- amended Article 33 - Monitoring overnight liquidity risks Title III › Chapter II › Section 2 › Subsection 2
- amended Article 34 - Qualifying liquid resources Title III › Chapter II › Section 2 › Subsection 3
- amended Article 35 - Managing intraday liquidity risk Title III › Chapter II › Section 2 › Subsection 3
- amended Article 36 - Stress testing the sufficiency of liquid financial resources Title III › Chapter II › Section 2 › Subsection 3
- amended Article 37 - Unforeseen and potentially uncovered liquidity shortfalls Title III › Chapter II › Section 2 › Subsection 3
- amended Article 38 - Arrangements in order to convert collateral or investment into cash using prearranged and highly reliable funding arrangements Title III › Chapter II › Section 2 › Subsection 3
- amended Article 39 - Reporting to competent authorities on intraday risk management Title III › Chapter II › Section 2 › Subsection 4
- amended Article 41 - Transitional provisions Title III › Chapter II › Section 2 › Subsection 6
Title III · 5 unchanged
Article 20 · Article 28 · Article 31 · Article 40 · Article 42
Annexes
- amendedrenamed Annex 1 was “Annex 1 - Winding-down or restructuring scenarios”