◷
New version applies from 20/04/2017.
53 provisions change.
Later versions: 06/02/2018.
Commission Delegated Regulation (EU) 2017/571
Not in force · replaced by Commission Delegated Regulation (EU) 2025/1143
20/04/2017 → 06/02/2018: 1 inserted · 0 removed · 19 amended · 0 moved · 0 renamed · 34 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 31 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31
Chapter I - AUTHORISATION (Article 61(2) of Directive 2014/65/EU)
- amended Article 1 - Information to competent authorities Chapter I
- amended Article 2 - Information on the organisation Chapter I
- amended Article 3 - Corporate governance Chapter I
- amended Article 4 - Information on the members of the management body Chapter I
Chapter II - ORGANISATIONAL REQUIREMENTS (Article 64(3), (4) and (5), Article 65(4), (5) and (6), and Article 66(2), (3) and (4) of Directive 2014/65/EU)
- amended Article 5 - Conflicts of interest Chapter II
- amended Article 6 - Organisational requirements regarding outsourcing Chapter II
- amended Article 7 - Business continuity and back-up facilities Chapter II
- amended Article 8 - Testing and capacity Chapter II
- amended Article 9 - Security Chapter II
- amended Article 10 - Management of incomplete or potentially erroneous information by APAs and CTPs Chapter II
- amended Article 11 - Management of incomplete or potentially erroneous information by ARMs Chapter II
- amended Article 12 - Connectivity of ARMs Chapter II
- amended Article 13 - Other services provided by CTPs Chapter II
Chapter III - PUBLICATION ARRANGEMENTS (Article 64(1) and (2) and Article 65(1) of Directive 2014/65/EU)
- amended Article 14 - Machine readability Chapter III
- amended Article 15 - Scope of the consolidated tape for shares, depositary receipts, ETFs, certificates and other similar financial instruments Chapter III
- inserted Article 15a - Scope of the consolidated tape for bonds, structured finance products, emission allowances and derivatives Chapter III
- amended Article 16 - Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments Chapter III
- amended Article 18 - Details to be published by the APA Chapter III
- amended Article 20 - Details to be published by the CTP Chapter III
- amended Article 21 - Entry into force and application Chapter III