Prospectus Regulation

Preamble

Recitals

Chapter I - GENERAL PROVISIONS

• amendedrenamed Article 1 Chapter I was “Article 1 - Subject matter, scope and exemptions”
• amended Article 2 - Definitions Chapter I
• amendedrenamed Article 3 Chapter I was “Article 3 - Obligation to publish a prospectus and exemption”
• amendedrenamed Article 4 Chapter I was “Article 4 - Voluntary prospectus”
• amendedrenamed Article 5 Chapter I was “Article 5 - Subsequent resale of securities”

Chapter II - DRAWING UP OF THE PROSPECTUS

• amendedrenamed Article 6 Chapter II was “Article 6 - The prospectus”
• amendedrenamed Article 7 Chapter II was “Article 7 - The prospectus summary”
• amendedrenamed Article 8 Chapter II was “Article 8 - The base prospectus”
• amendedrenamed Article 9 Chapter II was “Article 9 - The universal registration document”
• amendedrenamed Article 10 Chapter II was “Article 10 - Prospectuses consisting of separate documents”
• amendedrenamed Article 11 Chapter II was “Article 11 - Responsibility attaching to the prospectus”
• amendedrenamed Article 12 Chapter II was “Article 12 - Validity of a prospectus, registration document and universal registration document”

Chapter III - THE CONTENT AND FORMAT OF THE PROSPECTUS

• amendedrenamed Article 13 Chapter III was “Article 13 - Minimum information and format”
• amendedrenamed Article 14 Chapter III was “Article 14 - Simplified disclosure regime for secondary issuances”
• amendedrenamed Article 15 Chapter III was “Article 15 - EU Growth prospectus”
• amendedrenamed Article 16 Chapter III was “Article 16 - Risk factors”
• amendedrenamed Article 17 Chapter III was “Article 17 - Final offer price and amount of securities”
• amendedrenamed Article 18 Chapter III was “Article 18 - Omission of information”
• amendedrenamed Article 19 Chapter III was “Article 19 - Incorporation by reference”

Chapter IV - ARRANGEMENTS FOR APPROVAL AND PUBLICATION OF THE PROSPECTUS

• amendedrenamed Article 20 Chapter IV was “Article 20 - Scrutiny and approval of the prospectus”
• amendedrenamed Article 21 Chapter IV was “Article 21 - Publication of the prospectus”
• amended Article 22 - Advertisements Chapter IV
• amendedrenamed Article 23 Chapter IV was “Article 23 - Supplements to the prospectus”

Chapter V - CROSS-BORDER OFFERS AND ADMISSIONS TO TRADING ON A REGULATED MARKET AND USE OF LANGUAGES

• amendedrenamed Article 24 Chapter V was “Article 24 - Union scope of approvals of prospectuses”
• amendedrenamed Article 25 Chapter V was “Article 25 - Notification of prospectuses and supplements and communication of final terms”
• amendedrenamed Article 26 Chapter V was “Article 26 - Notification of registration documents or universal registration documents”
• amendedrenamed Article 27 Chapter V was “Article 27 - Use of language”

Chapter VI - SPECIFIC RULES IN RELATION TO ISSUERS ESTABLISHED IN THIRD COUNTRIES

• amendedrenamed Article 28 Chapter VI was “Article 28 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation”
• amendedrenamed Article 29 Chapter VI was “Article 29 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country”
• amendedrenamed Article 30 Chapter VI was “Article 30 - Cooperation with third countries”

Chapter VII - ESMA AND COMPETENT AUTHORITIES

• amendedrenamed Article 31 Chapter VII was “Article 31 - Competent authorities”
• amendedrenamed Article 32 Chapter VII was “Article 32 - Powers of competent authorities”
• amendedrenamed Article 33 Chapter VII was “Article 33 - Cooperation between competent authorities”
• amendedrenamed Article 34 Chapter VII was “Article 34 - Cooperation with ESMA”
• amendedrenamed Article 35 Chapter VII was “Article 35 - Professional secrecy”
• amendedrenamed Article 36 Chapter VII was “Article 36 - Data protection”
• amendedrenamed Article 37 Chapter VII was “Article 37 - Precautionary measures”

Chapter VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES

• amendedrenamed Article 38 Chapter VIII was “Article 38 - Administrative sanctions and other administrative measures”
• amendedrenamed Article 39 Chapter VIII was “Article 39 - Exercise of supervisory powers and powers to impose sanctions”
• amendedrenamed Article 40 Chapter VIII was “Article 40 - Right of appeal”
• amendedrenamed Article 41 Chapter VIII was “Article 41 - Reporting of infringements”
• amendedrenamed Article 42 Chapter VIII was “Article 42 - Publication of decisions”
• amendedrenamed Article 43 Chapter VIII was “Article 43 - Reporting sanctions to ESMA”

Chapter IX - DELEGATED AND IMPLEMENTING ACTS

• amendedrenamed Article 44 Chapter IX was “Article 44 - Exercise of the delegation”
• amendedrenamed Article 45 Chapter IX was “Article 45 - Committee procedure”

Chapter X - FINAL PROVISIONS

• amended Article 46 - Repeal Chapter X
• amendedrenamed Article 47 Chapter X was “Article 47 - ESMA report on prospectuses”
• amended Article 48 - Review Chapter X
• amendedrenamed Article 49 Chapter X was “Article 49 - Entry into force and application”

Annexes

• amendedrenamed Annex I - PROSPECTUS was “Annex I”
• amendedrenamed Annex II - REGISTRATION DOCUMENT was “Annex II”
• amendedrenamed Annex III - SECURITIES NOTE was “Annex III”
• amendedrenamed Annex IV - REGISTRATION DOCUMENT FOR THE EU GROWTH PROSPECTUS was “Annex IV”
• amendedrenamed Annex V - SECURITIES NOTE FOR THE EU GROWH PROSPECTUS was “Annex V”
• amended Annex VI