Prospectus Regulation
09/01/2024 → 04/12/2024: 4 inserted · 2 removed · 33 amended · 0 moved · 4 renamed · 114 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 89 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35 · Recital 36 · Recital 37 · Recital 38 · Recital 39 · Recital 40 · Recital 41 · Recital 42 · Recital 43 · Recital 44 · Recital 45 · Recital 46 · Recital 47 · Recital 48 · Recital 49 · Recital 50 · Recital 51 · Recital 52 · Recital 53 · Recital 54 · Recital 55 · Recital 56 · Recital 57 · Recital 58 · Recital 59 · Recital 60 · Recital 61 · Recital 62 · Recital 63 · Recital 64 · Recital 65 · Recital 66 · Recital 67 · Recital 68 · Recital 69 · Recital 70 · Recital 71 · Recital 72 · Recital 73 · Recital 74 · Recital 75 · Recital 76 · Recital 77 · Recital 78 · Recital 79 · Recital 80 · Recital 81 · Recital 82 · Recital 83 · Recital 84 · Recital 85 · Recital 86 · Recital 87 · Recital 88 · Recital 89
Chapter I - GENERAL PROVISIONS
- amended Article 1 - Subject matter, scope and exemptions Chapter I
- amended Article 2 - Definitions Chapter I
- amended Article 4 - Voluntary prospectus Chapter I
- amended Article 5 - Subsequent resale of securities Chapter I
Chapter I · 1 unchanged
Chapter II - DRAWING UP OF THE PROSPECTUS
- amended Article 6 - The prospectus Chapter II
- amended Article 7 - The prospectus summary Chapter II
- amended Article 9 - The universal registration document Chapter II
- amended Article 11 - Responsibility attaching to the prospectus Chapter II
Chapter II · 3 unchanged
Chapter III - THE CONTENT AND FORMAT OF THE PROSPECTUS
- amended Article 13 - Minimum information and format Chapter III
- amended Article 16 - Risk factors Chapter III
- amended Article 17 - Final offer price and amount of securities Chapter III
- amended Article 19 - Incorporation by reference Chapter III
Chapter III · 4 unchanged
Chapter IV - ARRANGEMENTS FOR APPROVAL AND PUBLICATION OF THE PROSPECTUS
- amended Article 20 - Scrutiny and approval of the prospectus Chapter IV
- amended Article 21 - Publication of the prospectus Chapter IV
- amended Article 21a - Accessibility of information on the European single access point Chapter IV
- amended Article 23 - Supplements to the prospectus Chapter IV
Chapter IV · 1 unchanged
Chapter V - CROSS-BORDER OFFERS AND ADMISSIONS TO TRADING ON A REGULATED MARKET AND USE OF LANGUAGES
- amended Article 27 - Use of language Chapter V
Chapter V · 3 unchanged
Chapter VI - SPECIFIC RULES IN RELATION TO ISSUERS ESTABLISHED IN THIRD COUNTRIES
- amended Article 28 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation Chapter VI
- amendedrenamed Article 29 - Equivalence Chapter VI was “Article 29 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country”
- amended Article 30 - Cooperation with third countries Chapter VI
Chapter VII - ESMA AND COMPETENT AUTHORITIES
- amended Article 32 - Powers of competent authorities Chapter VII
- amended Article 36 - Data protection Chapter VII
Chapter VII · 5 unchanged
Article 31 · Article 33 · Article 34 · Article 35 · Article 37
Chapter VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
- amended Article 38 - Administrative sanctions and other administrative measures Chapter VIII
- amended Article 40 - Right of appeal Chapter VIII
Chapter VIII · 4 unchanged
Chapter IX - DELEGATED AND IMPLEMENTING ACTS
- amended Article 44 - Exercise of the delegation Chapter IX
- amended Article 45 - Committee procedure Chapter IX
Chapter X - FINAL PROVISIONS
- amended Article 47 - ESMA report on prospectuses Chapter X
- removed Article 47a - Time limitation of the EU Recovery prospectus regime Chapter X
- amended Article 48 - Review Chapter X
- inserted Article 48a - Transitional provisions Chapter X
Chapter X · 2 unchanged
Annexes
- amendedrenamed Annex I - THE PROSPECTUS was “Annex I - PROSPECTUS”
- amended Annex II - REGISTRATION DOCUMENT
- amended Annex III - SECURITIES NOTE
- amendedrenamed Annex IV - INFORMATION TO BE INCLUDED IN THE EU FOLLOW-ON PROSPECTUS FOR SHARES AND OTHER TRANSFERABLE SECURITIES EQUIVALENT TO SHARES IN COMPANIES was “Annex IV - REGISTRATION DOCUMENT FOR THE EU GROWTH PROSPECTUS”
- amendedrenamed Annex V - INFORMATION TO BE INCLUDED IN THE EU FOLLOW-ON PROSPECTUS FOR SECURITIES OTHER THAN SHARES OR TRANSFERABLE SECURITIES EQUIVALENT TO SHARES IN COMPANIES was “Annex V - SECURITIES NOTE FOR THE EU GROWH PROSPECTUS”
- removed Annex Va - MINIMUM INFORMATION TO BE INCLUDED IN THE EU RECOVERY PROSPECTUS
- inserted Annex VII - INFORMATION TO BE INCLUDED IN THE EU GROWTH ISSUANCE PROSPECTUS FOR SHARES AND OTHER TRANSFERABLE SECURITIES EQUIVALENT TO SHARES IN COMPANIES
- inserted Annex VIII - INFORMATION TO BE INCLUDED IN THE EU GROWTH ISSUANCE PROSPECTUS FOR SECURITIES OTHER THAN SHARES OR TRANSFERABLE SECURITIES EQUIVALENT TO SHARES IN COMPANIES
- inserted Annex IX - INFORMATION TO BE INCLUDED IN THE DOCUMENT REFERRED TO IN ARTICLE 1(4), FIRST SUBPARAGRAPH, POINTS (DA) AND (DB), AND IN ARTICLE 1(5), FIRST SUBPARAGRAPH, POINT (BA)