◷
New version applies from 02/08/2022 — introduced by Commission Delegated Regulation (EU) 2021/1257.
7 provisions change.
Commission Delegated Regulation (EU) 2017/2359
09/01/2018 → 26/04/2018: 0 inserted · 0 removed · 15 amended · 0 moved · 0 renamed · 22 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 16 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16
Chapter I - SCOPE AND DEFINITIONS
- amended Article 2 - Definitions Chapter I
Chapter I · 1 unchanged
Chapter II - CONFLICTS OF INTEREST AND INDUCEMENTS
- amended Article 3 - Identification of conflicts of interest Chapter II
- amended Article 4 - Conflicts of interest policy Chapter II
- amended Article 5 - Procedures and measures under the conflicts of interest policy Chapter II
- amended Article 6 - Disclosure Chapter II
- amended Article 7 - Review and record keeping Chapter II
- amended Article 8 - Assessment of inducements and inducement schemes Chapter II
Chapter III - ASSESSMENT OF SUITABILITY AND APPROPRIATENESS
- amended Article 9 - Information to be obtained for the purposes of the assessment of suitability Chapter III › Section 1
- amended Article 10 - Reliability of information Chapter III › Section 1
- amended Article 14 - Suitability statement Chapter III › Section 1
- amended Article 16 - Non-complex insurance-based investment products Chapter III › Section 2
- amended Article 17 - Information to be obtained from the customer Chapter III › Section 3
- amended Article 18 - Periodic report Chapter III › Section 3
- amended Article 19 - Retention of records Chapter III › Section 3
Chapter III · 4 unchanged
Chapter IV - FINAL PROVISIONS
- amended Article 20 - Entry into force and application Chapter IV