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New version applies from 17/01/2018.
98 provisions change.
Later versions: 09/04/2021.
Securitisation Regulation
17/01/2018 → 09/04/2021: 7 inserted · 1 removed · 43 amended · 0 moved · 1 renamed · 54 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 49 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35 · Recital 36 · Recital 37 · Recital 38 · Recital 39 · Recital 40 · Recital 41 · Recital 42 · Recital 43 · Recital 44 · Recital 45 · Recital 46 · Recital 47 · Recital 48 · Recital 49
Chapter 1 - GENERAL PROVISIONS
- amended Article 1 - Subject matter and scope Chapter 1
- amended Article 2 - Definitions Chapter 1
- amended Article 3 - Selling of securitisations to retail clients Chapter 1
- amended Article 4 - Requirements for SSPEs Chapter 1
Chapter 2 - PROVISIONS APPLICABLE TO ALL SECURITISATIONS
- amended Article 5 - Due-diligence requirements for institutional investors Chapter 2
- amended Article 6 - Risk retention Chapter 2
- amended Article 7 - Transparency requirements for originators, sponsors and SSPEs Chapter 2
- amended Article 8 - Ban on resecuritisation Chapter 2
- amended Article 9 - Criteria for credit-granting Chapter 2
Chapter 3 - CONDITIONS AND PROCEDURES FOR REGISTRATION OF A SECURITISATION REPOSITORY
- amended Article 10 - Registration of a securitisation repository Chapter 3
- amended Article 11 - Notification and consultation with competent authorities prior to registration or extension of registration Chapter 3
- amended Article 12 - Examination of the application Chapter 3
- amended Article 13 - Notification of ESMA decisions relating to registration or extension of registration Chapter 3
- amended Article 14 - Powers of ESMA Chapter 3
- amended Article 15 - Withdrawal of registration Chapter 3
- amended Article 16 - Supervisory fees Chapter 3
- amended Article 17 - Availability of data held in a securitisation repository Chapter 3
Chapter 4 - SIMPLE, TRANSPARENT AND STANDARDISED SECURITISATION
- amended Article 18 - Use of the designation ‘simple, transparent and standardised securitisation’ Chapter 4
- renamed Chapter 4 › Section 1 - Requirements for simple, transparent and standardised non-ABCP traditional securitisation was “Section 1 - Requirements for simple, transparent and standardised non-ABCP securitisation”
- amendedrenamed Article 19 - Simple, transparent and standardised non-ABCP traditional securitisation Chapter 4 › Section 1 was “Article 19 - Simple, transparent and standardised securitisation”
- amended Article 20 - Requirements relating to simplicity Chapter 4 › Section 1
- amended Article 21 - Requirements relating to standardisation Chapter 4 › Section 1
- amended Article 22 - Requirements relating to transparency Chapter 4 › Section 1
- amended Article 23 - Simple, transparent and standardised ABCP securitisation Chapter 4 › Section 2
- amended Article 24 - Transaction-level requirements Chapter 4 › Section 2
- amended Article 25 - Sponsor of an ABCP programme Chapter 4 › Section 2
- amended Article 26 - Programme-level requirements Chapter 4 › Section 2
- inserted Chapter 4 › Section 2A - Requirements for simple, transparent and standardised on-balance-sheet securitisations
- inserted Article 26a - Simple, transparent and standardised on-balance-sheet securitisations Chapter 4 › Section 2A
- inserted Article 26b - Requirements relating to simplicity Chapter 4 › Section 2A
- inserted Article 26c - Requirements relating to standardisation Chapter 4 › Section 2A
- inserted Article 26d - Requirements relating to transparency Chapter 4 › Section 2A
- inserted Article 26e - Requirements concerning the credit protection agreement, the third-party verification agent and the synthetic excess spread Chapter 4 › Section 2A
- amended Article 27 - STS notification requirements Chapter 4 › Section 3
- amended Article 28 - Third party verifying STS compliance Chapter 4 › Section 3
Chapter 5 - SUPERVISION
- amended Article 29 - Designation of competent authorities Chapter 5
- amended Article 30 - Powers of the competent authorities Chapter 5
- amended Article 31 - Macroprudential oversight of the securitisation market Chapter 5
- amended Article 32 - Administrative sanctions and remedial measures Chapter 5
- amended Article 33 - Exercise of the power to impose administrative sanctions and remedial measures Chapter 5
- amended Article 34 - Criminal sanctions Chapter 5
- amended Article 36 - Cooperation between competent authorities and the ESAs Chapter 5
- amended Article 37 - Publication of administrative sanctions Chapter 5
Chapter 5 · 1 unchanged
Chapter 6 - AMENDMENTS
- amended Article 39 - Amendment to Directive 2009/138/EC Chapter 6
- amended Article 40 - Amendment to Regulation (EC) No 1060/2009 Chapter 6
- amended Article 42 - Amendment to Regulation (EU) No 648/2012 Chapter 6
- amended Article 43 - Transitional provisions Chapter 6
- inserted Article 43a - Transitional provisions for STS on-balance-sheet securitisations Chapter 6
- amended Article 44 - Reports Chapter 6
- removed Article 45 - Synthetic securitisations Chapter 6
- inserted Article 45a - Development of a sustainable securitisation framework Chapter 6
- amended Article 46 - Review Chapter 6
- amended Article 47 - Exercise of the delegation Chapter 6